Search for: "Thrivent Financial for Lutherans" Results 1 - 19 of 19
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23 Feb 2012, 2:13 pm by D. Daxton White
Stevenson, a San Benito-based financial planner with Thrivent Financial for Lutherans, has been penalized by the Certified Financial Planner Board of Standards Inc. following a hearing by the board’s disciplinary and ethics commission. [read post]
24 Oct 2018, 7:14 am by Fitapelli Kurta
He was previously registered with Lutheran Brotherhood Securities in Minneapolis, Minnesota (1987-2002). [read post]
17 May 2017, 11:27 am by Fitapelli Kurta
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 11, 2017 indicate that former Minnesota-based Thrivent Investment Management broker/adviser Robert Ward has been sanctioned by FINRA and suspended from acting as a broker. [read post]
12 Feb 2016, 1:10 pm by Marc Fitapelli
Previous registrations include LPL Financial in SAn Diego, California (2008-2009); Thrivent Investment Management in Minneapolis, Minnesota (2002-2006); and Lutheran Brotherhood Securities in Minneapolis, Minnesota (1992-2002). [read post]
15 Aug 2017, 1:48 pm by Fitapelli Kurta
Previous registrations include SII Investments in Appleton, Wisconsin; Walnut Street Securities in El Segundo, California; Thrivent Investment Management in Minneapolis, Minnesota; and Lutheran Brotherhood Services in Minneapolis, Minnesota. [read post]
23 May 2017, 12:04 pm by Fitapelli Kurta
Previous registrations include Thrivent Investment Management in Beaverton, Ohio (2002-2016) and Lutheran Brotherhood Securities in Minneapolis, Minnesota (1988-2002). [read post]
9 Nov 2017, 6:31 am by Joy Waltemath
While the plaintiff would have preferred a summary judgment ruling on the merits and permanent injunctive relief, it conceded to the stay, so long as the preliminary injunction was in place (Thrivent Financial for Lutherans v. [read post]
13 Jul 2017, 8:52 am by Fitapelli Kurta
Previous registrations include Fintegra in Minneapolis, Minnesota (2007-2014); Thrivent Investment Management in Minneapolis, Minnesota (2002-2007); and Lutheran Brotherhood Securities in Minneapolis, Minnesota (1998-2002). [read post]
25 Nov 2012, 5:24 pm by Jon Hyman
Thrivent Financial for Lutherans, the 7th Circuit recently decided the extent to which that confidentiality requirements applies when an employee volunteers medical information to an employer. [read post]
25 Nov 2012, 5:24 pm by Jon Hyman
Thrivent Financial for Lutherans, the 7th Circuit recently decided the extent to which that confidentiality requirements applies when an employee volunteers medical information to an employer. [read post]
25 Nov 2012, 5:24 pm by Jon Hyman
Thrivent Financial for Lutherans, the 7th Circuit recently decided the extent to which that confidentiality requirements applies when an employee volunteers medical information to an employer. [read post]
24 Nov 2012, 8:32 pm by Seyfarth Shaw LLP
Thrivent Financial for Lutherans, No. 11-2848 (7th Cir. 2012), affirming a district court order granting summary judgment against the EEOC. [read post]
24 Jun 2012, 8:20 pm by Michael Kline
One example is contained in a Summary respecting a List Breach reported on January 29, 2010 by Thrivent Financial for Lutherans (“Thrivent”) in Wisconsin.  [read post]
6 May 2016, 2:22 pm by Fitapelli Kurta
Previous registrations include Fintegra in Minneapolis, Minnesota (2007-2014); Thrivent Investment Management in Minneapolis, Minnesota (2002-2007); and Lutheran Brotherhood Securities in Minneapolis, Minnesota (1998-2002). [read post]
17 Feb 2009, 7:46 pm
Bank to participate in the program, which is a Darwinian attempt to "synthesize" weaker banks into stronger banks through consolidation, Davis said at the forum, held at Thrivent Financial for Lutherans in Minneapolis. [read post]
21 Nov 2012, 8:59 am
Thrivent Financial for Lutherans, No. 11-2848 (7th Cir. [read post]
25 May 2012, 11:08 am by Kurt J. Schafers
Thrivent Financial for Lutherans, No. 1:09-cv-0109-DFH-JMS, 2009 WL 2448459, *4 (S.D.Ind. [read post]
10 Aug 2017, 9:30 pm by Sarah Madigan
Thrivent Financial for Lutherans challenged the “best-interest-contract exemption” that allows brokers to “charge variable compensation for products as long as they sign a legally binding agreement to put their clients’ interests ahead of their own. [read post]