Search for: "Tom Merrill"
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5 Dec 2011, 4:00 am
Tom Merrill previews Wednesday's oral argument in PPL Montana, LLC v. [read post]
28 Mar 2008, 6:35 am
Brian Leiter is reporting that Tom Merrill is moving from Columbia to Yale, joining his frequent collaborator Henry Smith. [read post]
24 Jul 2022, 1:01 pm
Tom Merrill (Columbia) Guest-Blogging on <i>West Virginia v. [read post]
1 Nov 2017, 7:29 am
Investigating Potential Claims involving Tom Buck and Merrill Lynch According to a statement from federal prosecutors, Tom Buck, 63, faces up to 25 years in prison. [read post]
13 Feb 2018, 10:45 am
Update on Securities Fraud Investigation: Tom Buck and Merrill Lynch According to a press announcement from The Securities and Exchange Commission on February 9, the regulator has barred former Merrill Lynch broker Tom Buck from the securities industry. [read post]
14 Feb 2019, 11:17 am
The post Former Merrill Lynch advisor Tom Buck sentenced appeared first on The White Law Group. [read post]
20 May 2011, 11:37 am
The most recent issue of Marquette's alumni magazine has a fascinating article by Tom Merrill (Columbia) on Melms v. [read post]
11 Feb 2011, 7:11 am
Tom Merrill (Columbia) and Henry Smith (Harvard) have posted Making Coasean Property More Coasean (Journal of Law and Economics). [read post]
19 Sep 2008, 11:41 am
Merrill Lynch’s deal to be bought by Bank of America is not expected to affect the $500 million line of credit the bank extended to United Artists, the film studio run by Tom Cruise, The New York Post reported. [read post]
14 May 2015, 2:56 pm
Yanofsky had worked at Merrill Lynch since 1990, with previous stints at Hanifen Imhoff Securities and Paine Webber.Clements began working at Merrill Lynch in 2007, having previously worked at Partnervest Securities and RBC Centura Securities.Bank of America terminated another Merrill Lynch broker, Tom Buck, in March for failing to discuss pricing and service alternatives with a client, among other charges. [read post]
11 Mar 2018, 6:32 pm
Former Merrill Lynch Advisor Tom Buck faces 25 Years if Convicted Have you suffered investment losses with former financial advisor Thomas Buck and Merrill Lynch? [read post]
3 Apr 2015, 10:41 am
Our hunch is that the alleged misconduct of Tom Buck and the Buck Group probably was more widespread and egregious than reported to Investment News or even FINRA, since (a) Merrill would not readily cut loose such a huge producer unless it was undertaking serious damage control and (b) whatever else Merrill might disclose publicly could be used against them if Buck’s customers begin pursuing claims. [read post]
3 Apr 2015, 10:41 am
Our hunch is that the alleged misconduct of Tom Buck and the Buck Group probably was more widespread and egregious than reported to Investment News or even FINRA, since (a) Merrill would not readily cut loose such a huge producer unless it was undertaking serious damage control and (b) whatever else Merrill might disclose publicly could be used against them if Buck’s customers begin pursuing claims. [read post]
28 Feb 2012, 4:00 am
Writing at Scotusblog, Tom Merrill (Columbia) has an overview of the opinion. [read post]
24 Mar 2008, 9:32 pm
Tom Kirkendall's Houston ClearThinkers has the Motion to Dismiss filed on behalf of a former Merrill Lynch executive who is awaiting retrial (see here). [read post]
2 Oct 2009, 7:10 am
PropertyProfs will be interested to note that Tom Merrill is counsel of record for Walton County and the City of Destin. [read post]
28 Jul 2015, 11:21 am
FINRA Permanently Bars Former Merrill Lynch Heavyweight Thomas Buck [read post]
22 Apr 2015, 7:12 am
Tom was shocked. [read post]
30 Aug 2021, 5:35 am
As summer began, one of my colleagues introduced readers of this blog to Tom Merrill’s and my new book, Lakefront: Public Trust and Private Rights in Chicago (Cornell University Press 2021). [read post]
5 May 2015, 5:26 am
Contributors include: Aditi Bagchi Shyam Balganesh Janet Freilich Andrew Gold John Golden Keith Hylton Daniel Kelly Greg Klass Daniel Markovitz Tom Merrill... [read post]
