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9 Sep 2019, 5:00 am by Janene Marasciullo
 Form CRS also requires the BD to state that it has “a legal or disciplinary history” if either the BD or any of its RRs has made disclosures concerning criminal proceedings, regulatory proceedings, judicial proceedings, or unsatisfied judgments on their Forms BD, U-4 or U-5, or if an RR has reported a customer complaint or a specified termination on a Form U-4 or Form U-5. [read post]
11 Mar 2013, 8:30 am by Schachtman
The Supreme Court’s celebrated 1993 decision in Daubert v. [read post]
31 Dec 2010, 2:00 am by John Day
Walgreen Hastings Co., 126 P.2d 774 (N.M. 1998); but see Wilson v. [read post]
9 Sep 2019, 5:00 am by Janene Marasciullo
 Form CRS also requires the BD to state that it has “a legal or disciplinary history” if either the BD or any of its RRs has made disclosures concerning criminal proceedings, regulatory proceedings, judicial proceedings, or unsatisfied judgments on their Forms BD, U-4 or U-5, or if an RR has reported a customer complaint or a specified termination on a Form U-4 or Form U-5. [read post]
6 Dec 2009, 11:00 pm
David Nimmer, In the Shadow of the Emperor: The Hatam Sofer’s Copyright Rulings, (The Torah u-Madda Journal, 2009). [read post]