Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION" Results 1 - 20 of 5,975
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26 Feb 2020, 2:09 pm by jeffreynewmanadmin
Securities and Exchange Commission (SEC) rejected Wilshire Phoenix’s bid for a bitcoin-based exchange-traded fund (ETF). [read post]
24 Dec 2019, 6:14 am by jeffreynewmanadmin
The Securities and Exchange Commission investigating   Bayerische Motoren Werke AG (BMW) for possible manipulation of  sales figures, according to The Wall Street Journal. [read post]
3 Aug 2017, 6:06 am by Ernest Holtzheimer
The post Securities and Exchange Commission Addresses Virtual Currencies and Blockchain Technology appeared first on Private Business Counsel. [read post]
10 Apr 2019, 11:15 am by Jeffrey A. Newman
Securities and Exchange Commission has charged a former SeaWorld lawyer with fraud for alleged insider trading. [read post]
30 Nov 2017, 12:12 pm
Securities and Exchange Commission ratifies administrative law judges": Pete Schroeder of Reuters has this report. [read post]
21 Jul 2013, 10:00 pm by Nietzer
., April 16, 2013)    The Securities and Exchange Commission today charged Parker Drilling Company, a worldwide drilling services and project management firm, with violating the Foreign Corrupt Practices Act (FCPA) by authorizing improper payments to a third-party intermediary retained to assist the company in resolving customs disputes. [read post]
5 Jun 2015, 1:06 pm by Legal Profession Prof
Securities and Exchange Commission won a judgment against Washington attorney... [read post]
4 Oct 2016, 6:52 am
Securities and Exchange Commission’s (SEC) review and a spirited debate on equity market structure, the SEC approved IEX’s application to become a national securities exchange on June 17, 2016. [1] As highlighted in the widely read book Flash Boys, by Michael Lewis, IEX employs a speed bump or delay on market participants accessing liquidity on IEX (IEX access delay). [read post]
1 Jul 2013, 5:03 am by Brian Wolfman
by Brian Wolfman This June 21 article by James Stewart explains that In a departure from long-established practice, the recently confirmed chairwoman of the Securities and Exchange Commission, Mary Jo White, said this week that defendants would no longer be allowed to settle some cases while “neither admitting nor denying” wrongdoing. [read post]
15 Oct 2018, 7:12 am by Doug Cornelius
Sources: SEC Stops Fraudulent ICO That Falsely Claimed SEC Approval Securities and Exchange Commission v. [read post]
1 Dec 2018, 7:46 am
Securities and Exchange Commission (SEC) in the digital token (aka cryptocurrency) space have primarily focused on the primary issuances of tokens. [read post]