Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
Results 1 - 20
of 10,023
Sort by Relevance
|
Sort by Date
18 Apr 2024, 11:15 am
In 2020, the Securities and Exchange Commission accused Acharya of fraud, claiming he bilked 250 unwitting investors, many of them of South Asian heritage, out of about $119 million that they invested in projects by Acharya and Silicon Sage Builders. [read post]
18 Apr 2024, 7:37 am
Securities and Exchange Commission (“SEC”) announced they had settled charges against 5 registered investment advisers for violations of the SEC’s Marketing Rule. [read post]
18 Apr 2024, 6:32 am
The 2024 proxy season is in full swing, as public companies are in the process of submitting their proxy statements (DEF14A) to the Securities and Exchange Commission (SEC) ahead of annual shareholder meetings. [read post]
18 Apr 2024, 6:32 am
The 2024 proxy season is in full swing, as public companies are in the process of submitting their proxy statements (DEF14A) to the Securities and Exchange Commission (SEC) ahead of annual shareholder meetings. [read post]
17 Apr 2024, 7:05 am
Jury selection started earlier this week in the first ever criminal trial of a U.S. president. [read post]
17 Apr 2024, 5:19 am
ISRAEL-HAMAS WAR — U.S. [read post]
16 Apr 2024, 9:01 pm
Securities and Exchange Commission approved in a 3-2 vote final rules that require most reporting companies to provide certain climate-related information in their registration statements and annual reports filed with the SEC. [read post]
16 Apr 2024, 8:47 am
They are thus urging the DOJ to model its program after the Dodd-Frank Act’s programs at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
16 Apr 2024, 5:29 am
The U.S. [read post]
12 Apr 2024, 11:27 am
On March 29, the Securities and Exchange Commission (SEC) published Notices of Covered Actions (NoCAs) for a series of related enforcement actions charging firms with widespread recordkeeping failures. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 4:38 am
Security Council. [read post]
11 Apr 2024, 4:57 am
Securities and Exchange Commission officials convened at the SEC Speaks Conference in Washington, D.C., to discuss the Commission’s accomplishments in fiscal year 2023 and announce its priorities for 2024. [read post]
10 Apr 2024, 3:10 pm
Securities and Exchange Commission (“SEC”) adopted two new rules with a 3-2 vote along party lines. [read post]
10 Apr 2024, 3:15 am
Securities and Exchange Commission Mr. [read post]
8 Apr 2024, 10:59 pm
Securities and Exchange Commission (SEC) brought an enforcement action against Mr. [read post]
8 Apr 2024, 10:00 pm
This note also includes discussion on existing and proposed disclosure requirements of the Securities and Exchange Commission (SEC) related to ESG matters. [read post]
8 Apr 2024, 12:15 am
Securities and Exchange Commission's Director of Enforcement celebrated a jury verdict in its insider trading case against Matthew Panuwat: As we’ve said all along, there was nothing novel about this matter, and the jury agreed: this was insider trading, pure and simple. [read post]
7 Apr 2024, 9:05 pm
Securities and Exchange Commission Chair Gary Gensler interpreted the FAIRR Act as proposing to impose a strict liability standard. [read post]
