Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
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9 Mar 2010, 11:07 am
Securities and Exchange Commission (SEC) has designated it a "Designated offshore securities market" under Regulation S of the Securities Act of 1933. [read post]
17 Aug 2011, 6:11 am
Securities and Exchange Commission. [read post]
13 Jun 2010, 10:16 am
Medifast's Revenue Recognition Policy Medifast’s (NYSE: MED) revenue recognition policy is disclosed as follows in its various filings with the Securities and Exchange Commission (See 2009 10-K report pages 20 and 65): Revenue Recognition. [read post]
17 May 2012, 1:42 pm
Securities and Exchange Commission, testified today before the Committee on Financial Services, U.S. [read post]
7 Jul 2018, 7:03 am
Securities Exchange Commission (“SEC”) and Chairman Jay Clayton have repeatedly cautioned the cryptocurrency and initial coin offering (“ICO”) industries about the securities law implications for digital assets. [read post]
15 Mar 2023, 11:37 am
Securities and Exchange Commission (SEC), the OSC Whistleblower Program offers monetary awards to individuals who voluntarily provide the agency with original information that leads to a successful enforcement action. [read post]
26 Mar 2009, 2:23 pm
The GAO released a report on Securities and Exchange Commission: Oversight of U.S. [read post]
11 Dec 2013, 4:11 pm
Securities and Exchange Commission is to protect investors. [read post]
26 Oct 2023, 6:31 am
Securities and Exchange Commission. [read post]
26 Oct 2023, 6:31 am
Securities and Exchange Commission. [read post]
12 Oct 2012, 5:58 pm
Supreme Court will review the Securities and Exchange Commission's (SEC's) five-year statute of limitations for civil actions to recover penalties. [read post]
22 Sep 2011, 1:13 pm
Securities and Exchange Commission, Before the Subcommittee on Oversight and Investigations of the U.S. [read post]
23 Oct 2017, 4:19 am
Securities and Exchange Commission issued three No-Action Letters regarding the U.S. [read post]
28 Oct 2011, 3:14 pm
The Securities and Exchange Commission has launched a general review of exchange trade funds, including the adequacy of disclosures made to investors. [read post]
23 May 2016, 8:37 am
Securities and Exchange Commission has filed new charges against him in federal court for securities fraud. [read post]
24 Apr 2016, 5:22 pm
Securities and Exchange Commission against Ramapo, its currentThe post Municipal Officer and Former Town Attorney Indicted For Securities Fraud appeared first on Legal Reader. [read post]
30 Jun 2008, 8:11 pm
Ninth Circuit reinstates insider trading claims brought by the Securities and Exchange Commission against a former Fidelity National Financial director alleged to have traded on confidential information about the impending acquisition of LendingTree, Inc.: You can access today's ruling of the U.S. [read post]
21 Jan 2010, 8:12 pm
Here is the abstract: Investor groups in both Canada and the U.S. have petitioned the Ontario Securities Commission and the Securities and Exchange Commission to issue statements clarifying the application of existing disclosure requirements to climate change-related risks. [read post]
31 Mar 2008, 12:04 am
Securities and Exchange Commission Chairman Christopher Cox and Australian Prime Minister Kevin Rudd have announced that the SEC, the Australian Securities and Investment Commission (ASIC) and the Australian Treasury Department have begun formal discussions to consider a mutual recognition arrangement for the two nations' securities markets. [read post]
11 Mar 2022, 12:53 pm
Securities and Exchange Commission (SEC) filed civil charges against former Garden State Securities financial advisor Joseph Orazio DeGregorio. [read post]
