Search for: "U.S. v. Capital Impact Corp" Results 1 - 20 of 238
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18 Apr 2024, 9:01 pm by renholding
And it means staying abreast of how potential AI-related issues are actually impacting companies in the real world. [read post]
3 Apr 2024, 9:01 pm by renholding
One need look no further than last week’s sentencing of Samuel Bankman-Fried to see the impact of noncompliance.[12] In advance of the sentencing, the Department of Justice filed hundreds of victim statements with the court.[13] The victim statements reflect the incredibly broad cross-section of people who were harmed by the fraud that Bankman-Fried was convicted of: single parents, retirees, young people, grandparents. [read post]
18 Mar 2024, 6:00 am by Sherica Celine
This factor considers whether any investments by a worker are capital or entrepreneurial in nature. [read post]
6 Mar 2024, 9:01 pm by renholding
For no other risk does the Commission require prescriptive, forward-looking disclosure of the risk’s impacts on the company’s strategy, business model, outlook, financial planning, and capital allocation. [read post]
31 Jan 2024, 9:01 pm by renholding
On Jan. 16, the Supreme Court will hear argument in Macquarie Infrastructure Corp. v. [read post]
11 Dec 2023, 9:05 pm by renholding
We hesitate to say that this procedural anomaly is unique in the U.S. legal system, but we are aware of no analog. [read post]
9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
20 Apr 2023, 9:05 pm by renholding
Such knowledge that has not been publicly disclosed is highly valuable price-sensitive information that may be exploited by the issuer’s management and other insiders for financial benefit.[9] In its key phases, a buyback program involves material non-public information, including (a) the size, form, duration, and impact on the issuer’s financial position of the buyback program, (b) the transaction prices and the rate of reduction in the issuer’s capital; and (c)… [read post]
27 Mar 2023, 9:01 pm by renholding
The Supreme Court has also heard, or will hear, administrative law cases that will impact different aspects of securities litigation. [read post]
22 Feb 2023, 3:23 pm by Maggie Pahl
Army Corps of Engineers the power to regulate the “discharge of dredged and fill material to the waters of the United States. [read post]
1 Feb 2023, 9:01 pm by renholding
It was prompted by the Small Business Incentives Act, and is “the product of [the Commission’s] evaluation of the impact of its rules and regulations on the ability of small businesses to raise capital. [read post]