Search for: "U.S. v. Frank" Results 21 - 40 of 2,545
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18 Oct 2024, 6:30 am
Johnson & Johnson, iPlatform, Shareholder Representative Services LLC v. [read post]
18 Oct 2024, 6:30 am
Johnson & Johnson, iPlatform, Shareholder Representative Services LLC v. [read post]
14 Oct 2024, 7:13 pm
Pumar, Fay Boyle Professor, Santa Clara University   5:00 pm          ASCE RECEPTION   Remarks in recognition of Roger Betancourt’s leadership in the creation and growth of ASCE by Rafael Romeu, ASCE President-Elect, and of Carlos Quijano’s many contributions to the organization by Ricardo V. [read post]
13 Oct 2024, 9:01 pm by eorozco
On September 17, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) announced the settlement of administrative cease-and-desist orders with 11 institutional investment managers for failures to timely report securities holdings required on Form 13F, as required by Exchange Act Section 13(f) and Rule 13f-1.[1] Two of the managers were also charged with failing to file as “large traders” on Form 13H, as required by Exchange Act Section 13(h)… [read post]
9 Oct 2024, 6:30 am by Guest Blogger
Lorianne Updike Toler & Robert Capodilupo After all its hype, United States v. [read post]
9 Oct 2024, 5:23 am by Eugene Volokh
An, District Judge Sarala Nagala, Tanya Hughes, Jason Thody, Frank Blando, 30 Arbor Street LLC, Matthew Berger, and the U.S. [read post]
2 Oct 2024, 2:37 pm by Eugene Volokh
Defendants further argue that AB 2839 falls into the possible exceptions recognized in U.S. v. [read post]
18 Sep 2024, 11:30 am by Guest Author
When agencies bring claims seeking monetary penalties of more than $20, the U.S. [read post]
17 Sep 2024, 11:29 am by Kevin LaCroix
As I noted in a blog post at the time, in June the U.S. [read post]