Search for: "United States Securities and Exchange Commission v. Citigroup Global" Results 1 - 16 of 16
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2 Jun 2014, 3:44 am
United States Securities and Exchange Commission v. [read post]
7 Jul 2014, 11:24 am by Jeff Kern
In a closely-watched decision involving judicial review of agency settlements, the Unites States Court of Appeals for the Second Circuit vacated United States District Court Judge Jed Rakoff’s 2011 order rejecting a proposed $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup Global Markets Inc., finding that the judge applied an incorrect legal standard in his… [read post]
15 Jan 2014, 6:21 am by Adam Weinstein
On October 4, 2012, Anglin pleaded guilty to one count of mail fraud before the United States District Court for the Central District of California in U.S. v. [read post]
27 Mar 2012, 11:39 am by Barbara E. Lichman, Ph.D., J.D.
Rakoff rejected a $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup which he believe had not been adequately supported.  [read post]
7 Aug 2007, 11:03 am
Petersburg, Florida, $2.75 million for failing to maintain adequate supervisory system to oversee the sales activities of over one thousand of its branch managers working throughout the United States. [read post]
5 Apr 2009, 1:26 pm
” Our working group includes lawyers throughout the United States and in the United Kingdom who are working across different practice groups and different disciplines to deliver timely and practical solutions to our clients facing exposure to subprime-related claims. [read post]
19 Sep 2017, 10:38 am by dawn
A 2013 Senate investigation found that Apple has structured two Irish subsidiaries to be tax residents of neither the United States, where they are managed and controlled, nor Ireland, where they are incorporated. [read post]