Search for: "United States Securities and Exchange Commission v. Citigroup Global" Results 1 - 20 of 20
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2 Jun 2014, 3:44 am
United States Securities and Exchange Commission v. [read post]
7 Jul 2014, 11:24 am by Jeff Kern
In a closely-watched decision involving judicial review of agency settlements, the Unites States Court of Appeals for the Second Circuit vacated United States District Court Judge Jed Rakoff’s 2011 order rejecting a proposed $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup Global Markets Inc., finding that the judge applied an incorrect legal standard in his… [read post]
15 Jan 2014, 6:21 am by Adam Weinstein
On October 4, 2012, Anglin pleaded guilty to one count of mail fraud before the United States District Court for the Central District of California in U.S. v. [read post]
27 Mar 2012, 11:39 am by Barbara E. Lichman, Ph.D., J.D.
Rakoff rejected a $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup which he believe had not been adequately supported. [read post]
7 Aug 2007, 11:03 am
Petersburg, Florida, $2.75 million for failing to maintain adequate supervisory system to oversee the sales activities of over one thousand of its branch managers working throughout the United States. [read post]
20 Mar 2009, 7:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: WIPO review of UDRP disputes - record number of complaints handled by WIPO in 2008 (WIPO) (Out-Law) (Michael Geist) (Managing Intellectual Property) (Class 46) (Intellectual Property Watch) (Law360) Goverment outlines new creative industries’ Digital Rights Agency proposed in Digital Britain report (Out-Law) (IP finance)… [read post]
18 Apr 2008, 2:00 am
, Global Global - General Candidates for post of WIPO Director General present their platforms: (WIPO), IP is not a thing: (Dilanchian), FOSS adoption and consumer welfare: (IPcentral) Global - Trade Marks / Domain Names / Brands Manufacturers becoming brand licensing companies: (IP ThinkTank), Anti-Counterfeiting Trade Agreement moves forward: (Michael Geist) Global - Patents Office Open XML voted to become official standard, so out… [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
20 Aug 2012, 1:37 am
Robert Oppenheimer            Last week it was announced that the United States Department of Justice and the Securities and Exchange Commission would not seek any criminal charges against Goldman Sachs or for that matter the executives of MF Global including its CEO, former United States Senator Jon Corzine. [read post]
19 Sep 2017, 10:38 am by dawn
A 2013 Senate investigation found that Apple has structured two Irish subsidiaries to be tax residents of neither the United States, where they are managed and controlled, nor Ireland, where they are incorporated. [read post]