Search for: "United States v. Goldman" Results 21 - 40 of 544
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3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
24 Mar 2023, 10:00 pm by Public Employment Law Press
  Matter of Digital Forensics Unit v Records Access Officer 2023 NY Slip Op 01476 Decided on March 21, 2023 Appellate Division, First Department Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. [read post]
24 Mar 2023, 10:00 pm by Public Employment Law Press
  Matter of Digital Forensics Unit v Records Access Officer 2023 NY Slip Op 01476 Decided on March 21, 2023 Appellate Division, First Department Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. [read post]
6 Mar 2023, 1:41 am by INFORRM
Data Privacy and Data Protection The Secretary of State for Science, Innovation and Technology Michelle Donelan has refuted a reported pause on consideration of the proposed Data Protection and Digital Information Bill. [read post]
17 Feb 2023, 6:11 am by Justin Cole
” Brief that makes this argument: The United States, filed in support of vacatur. [read post]
19 Jan 2023, 12:49 pm by Kevin LaCroix
According to the solicitor general of the U.S. in Goldman Sachs Group Inc. v. [read post]
1 Jan 2023, 9:01 pm by Michael C. Dorf
One cannot answer that question strictly as a matter of public policy because the First Amendment right to free speech places limits on government’s power to make lying a crime.In United States v. [read post]
23 Dec 2022, 5:33 pm by Eugene Volokh
For example, Congress responded promptly and directly to the Supreme Court's decision in Goldman v. [read post]
9 Dec 2022, 1:25 pm by William Appleton
United States of America, which vacated a U.S. [read post]
20 Sep 2022, 9:22 am by Eric Goldman
Most judges understand this distinction intuitively because they learned as 1Ls that the Constitution only restricts state action, not private action. [read post]
26 Aug 2022, 4:00 am by Jim Sedor
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
The SEC stated that “the Commission will hold investment advisers accountable when they do not accurately describe their incorporation of ESG factors into their investment selection process. [read post]
20 Jul 2022, 4:52 am by Emma Snell
Adam Goldman reports for the New York Times. [read post]