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16 Jan 2024, 1:19 pm by Kevin LaCroix
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
29 Nov 2023, 9:01 pm by renholding
Standalone Enforcement Actions by Primary Classification Primary Classification FY 2020 FY 2021 FY 2022 FY 2023 Investment Adviser / Investment Co. 21% 87 28% 120 26% 119 17% 86 Broker-Dealer 10% 40 8% 36 10% 46 12% 60 Securities Offering 32% 130 33% 142 23% 106 33% 164 Issuer Reporting / Audit & Accounting 15% 62 12% 53 16% 76 17% 86 Market Manipulation 5% 22 6% 26 7% 32 4% 22 Insider Trading 8% 33 6% 28 9% 43 6% 32 FCPA 2% 10 1% 5 1% 6 2% 11 Public Finance Abuse 3% 12 3% 12 4% 19 1% 6… [read post]
19 Jan 2023, 12:49 pm by Kevin LaCroix
Mezrahi is co-founder and CEO and Sigrist is Vice President of Data Science at SAR LLC. [read post]
17 Oct 2022, 12:25 pm by William Appleton
Václav Bartuška, the Czech ambassador-at-large for Energy Security.. [read post]
29 Jul 2022, 4:42 am by Emma Snell
The office of Inspector General Joseph V. [read post]
5 Jun 2022, 5:48 pm by Yvonne Nath
  See Sara Randazzo, “Law Firms Take Shears to Debt Loads,” Wall St J, July 15, 2015. [read post]
2 Mar 2022, 9:26 am by Katherine Pompilio
China will not join the West in imposing sanctions on Russia, reports Reuters. [read post]
25 Sep 2020, 7:11 am by Kalvis Golde
Lawrence Hurley of Reuters examines the impact on close Supreme Court decisions if Trump is successful in nominating a conservative justice in Ginsburg’s place. [read post]