Search for: "Webb v. Financial Industry Regulatory Authority"
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30 May 2017, 6:55 am
Webb and Beversdorf signed employment contracts with Jeffries in which they agreed to arbitrate claims brought with respect to matters related to their employment or the agreement before the Financial Industry Regulatory Authority (FINRA). [read post]
12 Sep 2022, 5:00 am
Data Protection v. [read post]
10 Aug 2023, 7:41 am
” “In particular, the firm was accused of violating the Money Laundering Regulations 2007 with respect to compliance with legal and regulatory obligations, effective operation of the business in line with ‘proper governance and sound financial and risk management principles’ and compliance with AML legislation, the Gazette indicated. [read post]
21 Feb 2012, 3:26 am
Representatives from the Press Board of Finance, Ofcom and the Advertising Standards Authority gave evidence on differing regulatory systems. [read post]
24 Jan 2013, 6:11 am
Webb writes the Healthcare Neutral Blog. [read post]
23 Aug 2010, 1:22 pm
Landfill gas collected by the separate Middlesex County Utilities Authority (MCUA) and Edgeboro Disposal Inc. [read post]
12 Feb 2012, 3:20 am
He said: “The key would be to make the cards available only to members of print newsgathering organisations or magazines who have signed up the new body and its code… The public at large would know journalists carrying such cards are bone fide operators committed to a set of standards and a body to who complaints can be made…I think the beauty of the system, the attraction of the system, is it will be the newspaper industry registering and disciplining journalists, not… [read post]
