Search for: "William A. Birdthistle" Results 1 - 20 of 118
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management
28 Feb 2024, 8:30 am by Mark Astarita
The Securities and Exchange Commission today announced that William Birdthistle, the Director of the Division of Investment Management, will depart the agency, effective March 8, 2024. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts New Rule on Reporting by Private Fund Advisers
8 Feb 2024, 9:01 pm by renholding
I’d like to thank members of the SEC staff for their work on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Tom Strumpf, Jill Pritzker, Neema Nassiri, Timothy Husson, David Stevens, Jon Hertzke, Michelle Beck, Holly Miller, Timothy Dulaney, Kevin Treharne, Trevor Tatum, Steve Flantsbaum, and Kolby Quass in the Division of Investment Management; Jessica Wachter, Charles Woodworth, Ross Askanazi, Caroline Schulte, Dan… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Speaks on Final Rules for SPACs, Shell Companies, and Projections
24 Jan 2024, 9:03 pm by renholding
I’d like to thank the members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Betsy Murphy, Luna Bloom, Mark Saltzburg, Dennis Hermreck, Ted Yu, Tiffany Posil, Dan Duchovny, Shane Callaghan, Adam Turk, Kasey Levit, Lisa McCann, Lindsay McCord, Craig Olinger, Melissa Rocha, Ryan Milne, Cicely LaMothe, Jessica Kane, Mary Beth Breslin, Pamela Long, Asia Timmons-Pierce, Robert Errett, Sean Harrison, Jennifer Lopez Molina, Deegi Biteng, Michael Coco,… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Speaks on Updates to the Names Rule
21 Sep 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this adoption, including: William Birdthistle, Sarah ten Siethoff, Brian Johnson, Amanda Hollander Wagner, Brad Gude, Blair Burnett, Mykaila DeLesDernier, Pamela Ellis, Mike Spratt, and Michael Kosoff in the Division of Investment Management; Jessica Wachter, Alexander Schiller, Ross Askanazi, Justin Vitanza, Lauren Moore, Charles Woodworth, Robert Girouard, Julie Marlowe, and Parhaum Hamidi in the Division of… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Private Fund Advisers
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chair Gensler on New Rules for Private Fund Advisers
23 Aug 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller,… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The Private Fund Rule Is Coming
17 Aug 2023, 7:51 am by Doug Cornelius
ITEM 2: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews OFFICE: Division of Investment Management STAFF: William A. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Chair Speaks About Proposed Rules on Money Market Funds, Customer Protection
12 Jul 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Brian M. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Speaks on New Rule for Private Fund Data Collection
3 May 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this proposal, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Sirimal R. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler on Proposed Rules About Investment Adviser Custody
16 Feb 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on this proposal, including: William Birdthistle, Sarah ten Siethoff, Melissa Roverts Harke, Jenson Wayne, Christopher M. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Addresses New Rules on the Settlement Cycle
15 Feb 2023, 9:01 pm by renholding
I’d like to thank the members of the SEC staff who worked on these amendments, including: Haoxiang Zhu, Matt Lee, David Saltiel, Andrea Orr, Jeff Mooney, Roni Bergoffen, Sharon Park, Yue Ding, Jennifer Colihan, Will Miller, Andrew Shanbrom, Mary Ann Callahan, Susan Petersen, Jesse Capelle, Tanin Kazemi, and Haley Holliday in the Division of Trading and Markets; William Birdthistle, Sarah ten Siethoff, Holly Miller, Jennifer Porter, and Amy Miller in the Division of Investment… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Statement by Chair Gensler on Final Amendments to Form N-PX
3 Nov 2022, 6:32 am
I’d like to thank the members of the SEC staff who worked on this rule, including: Christian Corkery, David Driscoll, Nathan Schuur, Tim Dulaney, Trevor Tatum, Bradley Gude, Angela Mokodean, Brian Johnson, Sarah ten Siethoff, and William Birdthistle in the Division of Investment Management; Hanna Lee, Andrew Glickman, PJ Hamidi, Gregory Scopino, Alex Schiller, Julie Marlowe, Michael Willis, and Jessica Wachter in the Division of Economic Risk and Analysis; Bob Bagnall, Amy… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Speech by Chair Gensler on Kennedy and Crypto
9 Sep 2022, 6:31 am
I’d like to thank the Practising Law Institute for working with our agency on this program, and my colleagues Gurbir Grewal and William Birdthistle for co-chairing this event. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Chair Gensler on Proposed Joint Amendments to Form PF
10 Aug 2022, 9:01 pm by Gary Gensler
I’d also like to thank the staff for their diligent work on these amendments, including: William Birdthistle, Sarah ten Siethoff, Melissa Roverts Harke, Christine Schleppegrell, Lawrence Pace, Alexis Palascak, Timothy Husson, David Stevens, Jon Hertzke, Roberta Ufford, Michelle Beck, Holly Miller, Timothy Dulaney, Kevin Treharne, Trevor Tatum, Viktoria Baklanova, Isaac Kuznits, Andrew Deglin, Wayne Jenson, Alex Bradford, Jennifer McHugh, Thoreau Bartmann, and Kolby Quass in… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Director of Investment Management Speaks at PLI
26 Jul 2022, 9:01 pm by William A. Birdthistle
Good afternoon. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Chair Gensler Addresses Proposed Amendments to Rule 14a-8, Proxy-Voting Advice Rules
13 Jul 2022, 9:01 pm by Gary Gensler
I’d like to thank the SEC staff for their work on these amendments, including: Renee Jones, Michele Anderson, Ted Yu, Valian Afshar, and Joseph Dilley in the Division of Corporation Finance; Dan Berkovitz, Michael Conley, Megan Barbero, Meridith Mitchell, Bryant Morris, Malou Huth, Tracey Hardin, Dorothy McCuaig, Natalie Shioji, Dan Matro, Cathy Ahn, and Lisa McCann in the Office of the General Counsel; Vlad Ivanov, Andrew Glickman, and Matthew Pacino in the Division of Economic and Risk… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Peirce slams SEC for inaction on SPAC filing
20 Apr 2022, 6:22 am by John Jascob
At the open meeting on those proposals, Investment Management Director William Birdthistle said that SPACs that satisfy the proposed Investment Company Act safe harbor would enjoy some certainty with respect to their plans, but that those that fall outside the safe harbor should expect scrutiny from SEC staff.Birdthistle also observed that the proposal marks the first time the Commission specifically addressed the question of whether SPACs are investment companies. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SPACs: New Director of SEC’s Investment Mgt. Division Isn’t a Fan
22 Dec 2021, 3:00 am by John Jenkins
William Birdthistle of Chicago-Kent Law School had been appointed as Director of the SEC’s Division of Investment Management. [read post]
DealLawyers.com Blog - http://www.deallawyers.com/Blog/
William Birdthistle Named Director of Division of Investment Management
21 Dec 2021, 9:05 am by Mark Astarita
The Securities and Exchange Commission today announced the appointment of William A. [read post]
Securities Law Blog - http://seclaw.blogspot.com/