Search for: "William Carleton" Results 61 - 80 of 98
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8 Aug 2013, 5:49 pm by Alexander J. Davie
Another legal blogger, William Carleton wrote a good article about it in TechCruch, available here. [read post]
6 Dec 2013, 6:21 am by Doug Cornelius
Notes for building a chart comparing crowdfunding exemptions by William Carleton On the working theory that more states are going to establish investment crowdfunding exemptions, I’m thinking it makes sense to start building a chart to compare them all. [read post]
20 Nov 2015, 6:09 am by Doug Cornelius
by William Carleton in Counselor @ Law The theme of the new SEC guidance is this: a “pre-existing, substantive relationship” can be a terrific antidote to the virus4 of “general solicitation. [read post]
1 Apr 2013, 5:55 am by Doug Cornelius
Sources: FundersClub No-Action letter (.pdf) FundersClub Investment Adviser Registration SEC Greenlights One Style Of Equity Crowdfunding For Startups by Josh Constine in TechCrunch Solar panel project crowdfunding by William Carleton UPDATED: To clean up more than my usual collection of typos. [read post]
19 Jun 2013, 5:23 am by Doug Cornelius
§ 7 (1997) William Carleton picked up on the wrinkle in Rule 506 that same-sex marriages were not treated equally for purposes of the accredited investor standard. [read post]
9 Nov 2012, 5:36 am by Doug Cornelius
Committee created by Dodd-Frank at odds with JOBS Act startup financing reforms by William Carleton Dodd-Frank impacted the startup and emerging company ecosystem at its angel-financing source, as it amended the accredited investor definition to provide that the $1 million individual net worth threshold should exclude the value of the investor’s principal residence. [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
The Three Audiences of the JOBS Act by William Carleton No one can really know for sure, of course, but I would say that the changes made in the Senate to crowdfunding will make crowdfunding and angel financing mutually exclusive. [read post]
3 May 2013, 11:49 am by Venkat
Other coverage on employer social media bills generally: Littler: "Social Media Password Protection and Privacy -- The Patchwork of State Laws and How it Affects Employers" [pdf] WIlliam Carleton: "Checking in on sate social media password laws" Eric Meyer: "Wooooo pig sooie! [read post]
1 Apr 2013, 5:55 am by Doug Cornelius
Sources: FundersClub No-Action letter (.pdf) FundersClub Investment Adviser Registration SEC Greenlights One Style Of Equity Crowdfunding For Startups by Josh Constine in TechCrunch Solar panel project crowdfunding by William Carleton [read post]
7 Feb 2012, 6:19 am by Doug Cornelius
Sources: NASAA’s Model Crowdfunding Exemption – the Internal Draft from William Carleton [read post]
3 Aug 2010, 5:00 am by Doug Cornelius
Sources: SEC Compliance and Disclosure Interpretations under the Securities Rules Corp Fin Issues a New “Accredited Investor” CDI by Broc Romanek in The Corporate Counsel .net Underwater Mortgages & the New “Accredited Investor” Net Worth Test by William Carleton SEC Staff Clarifies Dodd-Frank Change to Accredited Investor Test in Jim Hamilton’s World of Securities Regulation The Changing Standard for an Accredited Investor – prior post in Compliance Building [read post]
24 Jan 2014, 5:20 am by Doug Cornelius
The fault lies not in our agencies, but in our Congresses by William Carleton There’s nothing the SEC can do to make non-accredited crowdfunding under Title III of the JOBS Act cost-efficient. [read post]
19 Mar 2012, 4:28 am by Doug Cornelius
Commentators like William Carleton think the concept of crowdfunding will be great for entrepreneurs. [read post]
11 May 2012, 6:00 am by Doug Cornelius
by William Carleton When startups and private companies raise money today from angel investors, they count on the investors to self-certify they are accredited. [read post]
17 Feb 2012, 5:00 am by Doug Cornelius
Below is a review and reminder of certain of the annual regulatory requirements that may be applicable to investment advisers… Financing, Fundraising, Pre-Selling Are Starting to Blur… by William Carleton It’s a reminder, as we watch some kind of crowdfunding securities law exemption develop in Congress, that there are other things to sell besides a share in the profits of a business. [read post]
31 Mar 2010, 11:19 am
Orth, William Rand Kenan, Jr., Professor of Law, School of Law, University of North CarolinaHeather Dubrow, Rev, John Boyd, S.J.Chair in English, Fordham UniversityAndrew Majeske, John Jay College, CUNY Panel 2: Literature, Law, and Globalization-Cosmopolitanism, Rm. 636Panel Chair: Baz Dreisinger, John Jay College of Criminal JusticeStephen L. [read post]
9 Feb 2013, 8:25 am by Venkat
(h/t to William Carleton and Danan Margason for flagging it) Other coverage: Seattle Times (Brian Rosenthal): Must job hunters reveal Facebook password? [read post]