Search for: "William Carleton"
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29 Jul 2020, 12:36 pm
Elliot Setzer shared a livestream of Attorney General William Barr’s testimony before the House Judiciary Committee. [read post]
19 Jun 2013, 5:23 am
§ 7 (1997) William Carleton picked up on the wrinkle in Rule 506 that same-sex marriages were not treated equally for purposes of the accredited investor standard. [read post]
2 Apr 2014, 8:00 am
by William Carleton [read post]
30 Apr 2010, 4:24 pm
Loosely related: post from William Carleton (post and comments are worth reading): "Picking a Law Firm: How Size Does and Doesn't Matter. [read post]
3 May 2013, 11:49 am
Other coverage on employer social media bills generally: Littler: "Social Media Password Protection and Privacy -- The Patchwork of State Laws and How it Affects Employers" [pdf] WIlliam Carleton: "Checking in on sate social media password laws" Eric Meyer: "Wooooo pig sooie! [read post]
11 May 2012, 6:00 am
by William Carleton When startups and private companies raise money today from angel investors, they count on the investors to self-certify they are accredited. [read post]
20 Nov 2015, 6:09 am
by William Carleton in Counselor @ Law The theme of the new SEC guidance is this: a “pre-existing, substantive relationship” can be a terrific antidote to the virus4 of “general solicitation. [read post]
8 Aug 2013, 5:49 pm
Another legal blogger, William Carleton wrote a good article about it in TechCruch, available here. [read post]
17 Feb 2012, 5:00 am
Below is a review and reminder of certain of the annual regulatory requirements that may be applicable to investment advisers… Financing, Fundraising, Pre-Selling Are Starting to Blur… by William Carleton It’s a reminder, as we watch some kind of crowdfunding securities law exemption develop in Congress, that there are other things to sell besides a share in the profits of a business. [read post]
11 May 2011, 11:30 am
., Queens Antwan Jack Hammel-Carleton Manor Houses, 71-15 Beach Channel Dr, 2nd fl., Queens Robert Johnson Twin Parks West Consolidated Houses, 365 Ford St, 4th fl., Bronx Kevin Leader Pelham Parkway Houses, 2215 Bronxwood Ave, 6th fl., Bronx Solne Martinez Wald Houses, 40 Avenue D, 8th fl., Manhattan Wade Murray East River Houses, 442 East 105th St, 6th fl., Manhattan James Parker Bushwick Houses, 131 Moore St, 18th fl., Brooklyn Richard Randolph … [read post]
30 Mar 2012, 5:00 am
The Three Audiences of the JOBS Act by William Carleton No one can really know for sure, of course, but I would say that the changes made in the Senate to crowdfunding will make crowdfunding and angel financing mutually exclusive. [read post]
3 Aug 2010, 5:00 am
Sources: SEC Compliance and Disclosure Interpretations under the Securities Rules Corp Fin Issues a New “Accredited Investor” CDI by Broc Romanek in The Corporate Counsel .net Underwater Mortgages & the New “Accredited Investor” Net Worth Test by William Carleton SEC Staff Clarifies Dodd-Frank Change to Accredited Investor Test in Jim Hamilton’s World of Securities Regulation The Changing Standard for an Accredited Investor – prior post in… [read post]
6 Dec 2013, 6:21 am
Notes for building a chart comparing crowdfunding exemptions by William Carleton On the working theory that more states are going to establish investment crowdfunding exemptions, I’m thinking it makes sense to start building a chart to compare them all. [read post]
1 Apr 2013, 5:55 am
Sources: FundersClub No-Action letter (.pdf) FundersClub Investment Adviser Registration SEC Greenlights One Style Of Equity Crowdfunding For Startups by Josh Constine in TechCrunch Solar panel project crowdfunding by William Carleton [read post]
24 Jan 2014, 5:20 am
The fault lies not in our agencies, but in our Congresses by William Carleton There’s nothing the SEC can do to make non-accredited crowdfunding under Title III of the JOBS Act cost-efficient. [read post]
1 Apr 2013, 5:55 am
Sources: FundersClub No-Action letter (.pdf) FundersClub Investment Adviser Registration SEC Greenlights One Style Of Equity Crowdfunding For Startups by Josh Constine in TechCrunch Solar panel project crowdfunding by William Carleton UPDATED: To clean up more than my usual collection of typos. [read post]
19 Mar 2012, 4:28 am
Commentators like William Carleton think the concept of crowdfunding will be great for entrepreneurs. [read post]
7 Feb 2012, 6:19 am
Sources: NASAA’s Model Crowdfunding Exemption – the Internal Draft from William Carleton [read post]
15 Dec 2011, 8:57 am
Very truly yours, /s/ William Carleton William Carleton [read post]
31 Mar 2010, 11:19 am
Orth, William Rand Kenan, Jr., Professor of Law, School of Law, University of North CarolinaHeather Dubrow, Rev, John Boyd, S.J.Chair in English, Fordham UniversityAndrew Majeske, John Jay College, CUNY Panel 2: Literature, Law, and Globalization-Cosmopolitanism, Rm. 636Panel Chair: Baz Dreisinger, John Jay College of Criminal JusticeStephen L. [read post]
