Search for: "William Montgomery" Results 1 - 20 of 434
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3 May 2018, 1:40 pm by Silver Law Group
(CRD# 7059) in Ridgewood, NJ, from 06/22/1994 through 02/01/2007 Continue reading The post Silver Law Group is Investigating Scott William Palmer of Janney Montgomery Scott, LLC appeared first on Securities Arbitration Lawyers Blog. [read post]
18 Apr 2018, 11:24 am by Michael J. Giarrusso
Continue reading The post Scott William Palmer, Former Janney Montgomery Scott Broker, Barred by FINRA appeared first on Investor Lawyers Blog. [read post]
3 Mar 2020, 2:23 pm by Louis Krauss
Montgomery County attorney William Clark Planta has been disbarred by the Maryland Court of Appeals, which found that Planta was consistently unprepared for and late to hearings and that he misappropriated client funds in five cases. [read post]
27 Jun 2019, 1:13 pm by Tom Kosakowski
Related posts: Montgomery College Opens Ombuds Office; Montgomery College Ombuds Selected for AAA Fellowship; Montgomery College Ombuds Appointed to ACR Board; Report Recommends Ombuds for Prince William County Schools; Prince William County School Board Appoints Committee to Work Up Ombuds Recommendation; Prince William County School Board to Hire First Ombuds; Job Posting. [read post]
26 Oct 2018, 12:42 pm by Daily Record Staff
Torts — Malicious prosecution — Probable cause The Circuit Court for Montgomery County found that Steve Williams had probable cause to file a statement of charges against Sharon Harley and that, therefore, Harley could not establish a necessary element of her malicious prosecution suit against Williams. [read post]
13 May 2008, 10:52 am
PaperStreet is proud to announce that soon Williams Montgomery & John will have a brand new home on the net. [read post]
17 May 2019, 8:42 am by ccollins
Massachusetts Secretary of the Commonwealth William Galvin has filed charges against broker-dealer Janney Montgomery Scott accusing the firm of not properly supervising broker Stephen Querzoli during his trading of Class A mutual fund shares from 2012 to 2017. [read post]
13 Aug 2015, 8:20 am by Daily Record Staff
Williams presents the following issues, which we have reworded: 1. [read post]
17 Jan 2017, 1:28 pm by Fitapelli Kurta
William Harvey has spent 23 years in the securities industry and has been registered with Janney Montgomery Scott in Doylestown, Pennsylvania since 2002. [read post]
17 Jan 2017, 1:28 pm by Fitapelli Kurta
William Harvey has spent 23 years in the securities industry and has been registered with Janney Montgomery Scott in Doylestown, Pennsylvania since 2002. [read post]
23 Jul 2015, 7:28 am by Daily Record Staff
Criminal procedure — Illegal sentence — Merger of intent to distribute and distribution Following a jury trial in the Circuit Court for Montgomery County , appellant, William Jones, was convicted of distribution of cocaine and possession with intent to distribute cocaine. [read post]
If you are reading this Blog, William Montgomery Cerf probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. [read post]
25 Apr 2018, 11:01 am by Fitapelli Kurta
William Harvey has spent 24 years in the securities industry and has been registered with Janney Montgomery Scott in Doylestown, Pennsylvania since 2002. [read post]
29 Jan 2018, 8:28 am by Daily Record Staff
Criminal procedure — Jury instructions — Malicious acts A jury in the Circuit Court for Montgomery County convicted Craig Williams, appellant, of first-degree child abuse. [read post]
30 Jan 2015, 7:10 am by rexsecuritieslaw
January 29, 2015-Montgomery, Alabama The Alabama Securities Commission announced that William Chris Blane of Vero Beach, FL, pleaded guilty to four counts of securities fraud in connection with the offer and sale of securities in EyeWonder, Inc. , an Atlanta, GA, company and Poly-Triplex Technologies/Poly Triplex Investors, a Florida based company. [read post]
6 Aug 2019, 7:40 am by Daily Record Staff
Torts — Tortious interference with right of burial — Next of kin In his complaint, filed in the Circuit Court for Montgomery County, appellant, William Masters, sought damages from Philip D. [read post]
9 Feb 2017, 2:08 pm by Daily Record Staff
Criminal procedure — Motion to suppress evidence — Search incident to arrest Convicted, after a bench trial, in the Circuit Court for Montgomery County, of possession with intent to distribute cocaine, William Hernandez-Rivas, appellant, raises a single question on appeal: whether the trial court erred in denying his motion to suppress. [read post]
23 Jun 2015, 12:42 pm by Daily Record Staff
During the initial discovery phase, the State disclosed to McDonald that the Montgomery County Police Department and the County State’s Attorney’s Office were involved ... [read post]