Search for: "William Stock" Results 21 - 40 of 2,267
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Studies showing that weather patterns in major financial centers influence stock index returns provide suggestive evidence that investor mood influences asset prices (Saunders, 1993; Hirshleifer and Shumway, 2003). [read post]
20 Nov 2010, 7:26 am by The LBN Team
  William Lazonick: Here we have all these companies obsessed, basically with keeping William Lazonick their stock prices Market commentator and venture capitalist Peter Cohan agrees. [read post]
5 Mar 2018, 1:47 pm by Silver Law Group
In January 2018, an arbitration claim was filed alleging William Harrison, while employed at Stifel Nicolaus & Company, committed common law fraud, negligently misrepresented material facts, breached his fiduciary duty, and acted negligently in connection to investments in common and preferred stock. [read post]
6 Apr 2005, 7:27 am
Chairman William Donaldson [official biography] cast the deciding vote in a rule widely opposed by [read post]
10 Jan 2019, 11:28 am by Staff Attorney
When brokers engage in excessive trading, sometimes referred to as churning, the broker will typical trade in and out of securities, sometimes even the same stock, many times over a short period of time. [read post]
10 Dec 2017, 6:59 am by Adam Weinstein
According to BrokerCheck records financial advisor William Heiden (Heiden), employed by Wedbush Securities Inc. [read post]
23 May 2018, 7:46 am
WILLIAM DARIUS BISHOP 1859-1860The seventh Commissioner of Patents, William Darius Bishop, was descended from old New England stock, his original ancestor, Rev. [read post]
23 Feb 2007, 7:50 am
On January 10, 2007, the SEC settled civil fraud charges against William F. [read post]
26 Sep 2008, 12:12 am
  Brian Williams on tonight’s Nightly News brought us the report above. [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
According to BrokerCheck records financial advisor William Paynter (Paynter), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to two customer complaints. [read post]
3 Jul 2008, 12:39 pm
Excluded from the settlement are the company’s former CEO, William McGuire and  former top lawyer, William Lubben. [read post]