Search for: "Williams v. Hester*"
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30 Jan 2024, 9:02 pm
The Commission devoted significant resources to evaluating its enforcement program in 1972.[9] In January 1972, Chairman William Casey created a three-member committee to “examine the SEC’s enforcement policy and practices, engage in frequent dialogue with the members of the Commission and with our staff, seek and sift the suggestions of the bar and make recommendations to the Commission for worthwhile improvements to our time-honored ways. [read post]
24 Nov 2022, 9:00 pm
Williams (Indiana University) and Robert G. [read post]
24 Nov 2022, 9:00 pm
Williams (Indiana University) and Robert G. [read post]
18 Jul 2022, 11:30 pm
In the landmark decision SEC v. [read post]
24 Dec 2021, 6:26 am
Peregrine, McDermott, Will & Emery LLP, on Monday, December 20, 2021 Tags: Accounting, Accounting standards, Audits, Boards of Directors, Corporate fraud, External auditors, Financial regulation, Internal auditors, PCAOB, Sarbanes–Oxley Act, Securities regulation Corporate Implications from COP26 Posted by Lee Anne Hagel and Kilian Moote (Georgeson) and Harry Etra (HXE Partners LLC), on Monday, December 20, 2021 … [read post]
23 Jul 2021, 6:06 am
Silk, Sabastian V. [read post]
9 Jul 2021, 7:07 am
His intention to clean house at the PCAOB came into sharp focus as he removed then-Chair William Duhnke III from his position and replaced him with Acting Chair Duane Desparte. [read post]
8 Sep 2020, 11:30 am
Lumley v. [read post]
13 Mar 2020, 6:31 am
.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
15 Nov 2019, 6:17 am
Freed and Dan Carroll (Center for Political Accountability) and William S. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
21 Jun 2019, 6:42 am
Russo, Mayer Brown LLP, on Wednesday, June 19, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investor protection, Regulation Best Interest, SEC, SEC rulemaking, Securities regulation Delaware’s New Competition Posted by William J. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
5 Dec 2018, 8:54 am
Williams, 17-1641. [read post]
29 May 2018, 12:44 pm
Williams, 581 F. 2d 451, 453 (CA5 1978); Care v. [read post]
23 Mar 2018, 6:23 am
Haas, Hunton & Williams LLP, on Wednesday, March 21, 2018 Tags: Boards of Directors, Delaware cases, Delaware law, Disclosure, Materiality, Merger litigation, Mergers & acquisitions Collateral Damage Posted by Gary B. [read post]
19 Jan 2018, 6:30 am
Jung (New York University), and Min Park (The Ohio State University), on Tuesday, January 16, 2018 Tags: Acquisitions, Capital allocation, Disclosure, Financial reporting, Innovation, Private equity, R&D, Venture capital firms 2017 Year in Review: Securities Litigation and Regulation Posted by Jason Halper, Kyle DeYoung and Adam Magid, Cadwalader, Wickersham and Taft LLP, on Tuesday, January 16, 2018 Tags: CHOICE Act, Class… [read post]
4 Mar 2014, 7:31 am
Williams, 355 N.C. 501, 536 (2002). [read post]
15 Nov 2013, 8:40 am
Coke's inauguration restored Democratic control in Texas.Imagine if, upon receipt of the Supreme Court order in Bush v. [read post]
1 May 2013, 1:16 pm
Environmental water : advances in treatment, remediation and recycling / V. [read post]
