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23 Apr 2024, 6:48 am
”Read the rest of the story and other securities news from Wolters Kluwer at VitalLaw.com. [read post]
22 Apr 2024, 6:04 am
There is nothing, the complaint says, in the securities laws that gives the SEC the power to regulate the investment decisions of Americans or to gather all investment data from them or their brokers.Read the rest of the story and other securities news from Wolters Kluwer on VitalLaw.com. [read post]
22 Apr 2024, 4:20 am
“I am eager to begin collaborating with this dynamic team as we chart a path toward continued growth. [read post]
19 Apr 2024, 8:19 am
The staff noted that it identified deficiencies in 17 percent of the comment forms it issued for each of the 2021 and 2022 inspection cycles where the auditor did not perform sufficient procedures to test the accuracy and completeness of IPC or other data and reports, including information produced by service organizations.The report, which includes good practices and other staff reminders, is intended to help auditors improve their audits of public companies and broker-dealers.Read the rest of the… [read post]
18 Apr 2024, 6:09 am
While many factors were at play, he said that a throughline is that elevated investor interest often leads to elevated investor risk.Read the rest of the story and other securities news from Wolters Kluwer on VitalLaw.com. [read post]
17 Apr 2024, 6:29 am
Click here to access the briefing and other securities news from Wolters Kluwer on VitalLaw.com. [read post]
17 Apr 2024, 4:00 am
Wolfe is a seasoned executive with a strong track record of innovation. [read post]
16 Apr 2024, 6:15 am
Some these efforts were documented in a GAO report issued in January 2024, which Johnson had cited in her remarks.Read the rest of the story and other securities news from Wolters Kluwer on VitalLaw.com. [read post]
5 Apr 2024, 6:00 am
Please contact Stefanie Efrati, the Wolters Kluwer Customer Success Manager, for more information at stefanie.efrati@wolterskluwer.com. [read post]
3 Apr 2024, 6:06 am
As of the quarter’s close, 19 companies have withdrawn this year compared to 25 in 2023’s first quarter.The information reported here is gathered using IPO Vital Signs, a Wolters Kluwer Regulatory U.S. database that includes all SEC registered IPOs, including REITs and those non-U.S. [read post]
25 Mar 2024, 8:50 am
Additional Wolters Kluwer trainings will be offered in April. [read post]
19 Mar 2024, 6:42 am
Competitively, SingleFile positions itself against traditional companies in the registered agent and legal filing industry, such as CT Corporation, owned by Wolters Kluwer, and and CSC Global, as well as against newer CTA compliance solutions. [read post]
14 Mar 2024, 4:20 am
Corporate legal departments can now leverage contract audit features to quicken contract analysis and review. [read post]
12 Mar 2024, 10:19 am
One company that is taking the lead on this is Wolters Kluwer. [read post]
11 Mar 2024, 1:13 pm
One company that is taking the lead on this is Wolters Kluwer. [read post]
7 Mar 2024, 9:19 am
Its sources include Thomson Reuters’ State of US Law Firms Report, Clio’s Legal Trends Report, Wolters Kluwers’ Future Ready Lawyer report, and the American Bar Association’s annual tech report. [read post]
6 Mar 2024, 6:26 am
Its sources include Thomson Reuters’ State of US Law Firms Report, Clio’s Legal Trends Report, Wolters Kluwers’ Future Ready Lawyer report, and the American Bar Association’s annual tech report. [read post]
5 Mar 2024, 6:57 pm
AALL thanks itsgenerous partners: platinum sponsors LexisNexis and Thomson Reuters, silver sponsorBloomberg Law, and contributor sponsor Wolters Kluwer for their continued support.Additional sponsorship as well as exhibiting opportunities are available. [read post]
29 Feb 2024, 6:58 am
By Suzanne CosgroveIn As AI Usage Soars, Academics, Legal Experts Look for Regulation Blueprints, Wolters Kluwer legal analyst Suzanne Cosgrove looks at the current state of U.S. regulation—or the lack of it—that addresses the benefits and perils of artificial intelligence applications. [read post]
26 Feb 2024, 10:30 pm
LINKThe Right To Die: The Law Of End-of-Life Decisionmaking (Wolters Kluwer Law & Business 2024) (with Alan Meisel & Kathy L. [read post]
