Search for: "Word v. U.S. Commodity Futures Trading Commission"
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14 Dec 2015, 5:36 am
Coscia also notes that at the time of the alleged transactions, only limited interpretative guidance on the meaning of `spoofing’ was available from the Commodity Futures Trading Commission (the “CFTC”).U.S. v. [read post]
12 Jul 2016, 5:00 am
Kim, Deputy U.S. [read post]
15 Dec 2014, 12:43 pm
Commodity Futures Trading Commission v. [read post]
15 Aug 2010, 11:36 am
These contracts function just like futures, but the Seventh Circuit in the 2004 CFTC v. [read post]
9 Feb 2012, 2:00 am
In fact, Broc Romanek wrote in December about a lawsuit filed against the Commodity Futures Trading Commission alleging that among other things the CFTC failed to conduct an adequate cost-benefit analysis in adopting rules that limit positions that investors may take in certain commodities. [read post]
1 Sep 2017, 5:32 am
Here is the text, though you can also read the PDF: Concise Statement Christopher Brummer was, until recently, a Presidential nominee for the Commodities and Futures Trade Commission. [read post]
14 Jun 2015, 2:00 pm
Cases like Commodity Futures Trading Commission v. [read post]
4 Aug 2017, 4:50 pm
As I wrote last month, a lawsuit in New York courts has led to an unprecedented (at least in recent years) injunction against criticism of someone who was until recently a presidential nominee to the Commodity Futures Trading Commission. [read post]
27 Jul 2022, 9:01 pm
As discussed below, this approach brought an unusual and sharp response from a commissioner of the Commodities Future Trading Commission (CFTC), raising many questions about the complaint’s implications for Web3. [read post]
17 Jun 2015, 7:47 am
Thus, in Schor, the Court upheld the power of the Commodity Futures Trading Commission (CFTC)--a federal administrative agency--to adjudicate a state-law counterclaim filed as part of an adversary reparation proceeding against a commodities broker. [read post]
23 Oct 2015, 8:58 am
Commodity Futures Trading Commission (CFTC), in a decision involving Coinflip, Inc. d/b/a Derivabit (Coinflip) and its chief executive officer Francisco Riordan, ruled that “[B]itcoin and other virtual currencies are properly defined as commodities. [read post]
14 Aug 2022, 9:01 pm
Each bill would bring much needed clarity to the regulatory landscape in part by strengthening the role of the Commodity Futures Trading Commission instead of fully empowering the Securities and Exchange Commission to regulate the digital asset industry. [read post]
27 Aug 2017, 8:43 pm
With the Supreme Court of Canada’s recent decision in Google Inc. v. [read post]
18 Jul 2022, 11:30 pm
The stupendous rise of this market and vast sums of dollars being paid for NFTs has raised alarm bells at the Securities and Exchange Commission (SEC), the Commodities Futures Trading Commission (CFTC), the Treasury Department, and Congress. [read post]
15 Jan 2014, 12:11 am
Department of Justice, the Commodity Futures Trading Commission, the European Commission, the Swiss Financial Market Supervisory Authority, the Hong Kong Monetary Authority, the Monetary Authority of Singapore and regulators in Brussels.[13] Significantly, over a dozen currency traders reportedly have been suspended or put on leave while the inquiries take place at Barclays (6), Citigroup (1), JP Morgan (1), Standard Chartered (1), Royal… [read post]
19 Jan 2017, 1:01 am
” The catch-all statute of limitations has also been applied to certain other regulatory agencies, such as the Commodities and Futures Trading Commission (“CFTC”), and Federal Energy Regulatory Commission (“FERC”), as well as the SEC. [read post]
3 Jun 2011, 8:08 am
To implement these provisions, both the Commodity Futures Trading Commission (CFTC) and the Securities Exchange Commission (SEC) recently proposed rules intended to proscribe and regulate fraud and manipulation of swaps and security-based swaps. [read post]
1 Sep 2017, 6:49 am
" Dillard also represented that the trust wanted the ability to trade stocks, options, and commodity futures on margin. [read post]
17 Dec 2018, 8:18 am
” The Commodity Futures Trading Commission (“CFTC”) views cryptocurrencies and derivative contracts based on them as commodities in certain circumstances, and the CFTC has brought enforcement actions as well. [read post]
5 Dec 2011, 8:30 am
Public Citizen led the push for tight restrictions on energy speculators, urging the Commodity Futures Trading Commission to establish firm position limits in energy derivative markets. [read post]
