Search for: "Working Group on Securities Disclosure Authority"
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24 Jul 2024, 3:29 am
However, they are actively working with the relevant authorities on the possibility of allowing licensed virtual asset over-the-counter service providers (previously discussed here) to offer FRS. [read post]
23 Jul 2024, 2:51 pm
This ensures that no other entity can produce, sell, or import jewelry with the same design without authorization. [read post]
22 Jul 2024, 1:39 pm
FINRA Bars Todd Ray Anderson after Allegations According to the Financial Industry Regulatory Authority, the regulator has reportedly barred financial advisor Todd Ray Anderson (CRD #1896352) from working in the securities industry. [read post]
17 Jul 2024, 4:00 am
Disclosure: Generative AI was used in the development of this post. [read post]
Blog Post: Does the Signing of the I-485 Supplement J By a New Employer Constitute Visa Sponsorship?
14 Jul 2024, 8:56 am
Ironically, the latter group may find themselves green with envy, wishing their non-current priority date could afford them additional time to secure a job offer when faced with unemployment upon their I-140 priority date becoming current. [read post]
12 Jul 2024, 3:00 am
Former Social Security Watchdog Abused Her Authority, Investigation Finds MSN – Lisa Rein (Washington Post) | Published: 7/3/2024 The Social Security Administration’s recently departed inspector general abused her authority and undermined the integrity of her office while under investigation for misconduct, a report from a committee of federal watchdogs found. [read post]
11 Jul 2024, 3:20 pm
Additionally, these communications failed to include necessary disclosures. [read post]
10 Jul 2024, 9:01 pm
And the panels you’ve organized touch on nearly every aspect of our work in the Enforcement Division. [read post]
10 Jul 2024, 8:41 am
FINRA barred him from working in the securities industry in March 2022. [read post]
8 Jul 2024, 12:12 pm
Silver Law Group and the Law Firm of David R. [read post]
5 Jul 2024, 6:21 pm
The Commission Staff Working Document accompanying the communication [read post]
5 Jul 2024, 3:00 am
Records show the group has spent more than the sum that is often required for groups to register with the FEC, but it still has not done so. [read post]
4 Jul 2024, 9:05 pm
Securities and Exchange Commission or my fellow Commissioners. [read post]
3 Jul 2024, 8:00 am
Key takeaways include: Disclosure Upon Request. [read post]
26 Jun 2024, 10:43 am
Preliminary analysis depicts that around 55 of these companies have promoter groups outside India. [read post]
20 Jun 2024, 6:36 am
Securities and Exchange Commission (SEC) or the relevant regulatory authority in its jurisdiction. [read post]
15 Jun 2024, 6:31 am
., the Delaware Court of Chancery upended market practice by invalidating certain provisions of a shareholder agreement that were deemed to deprive the Board of Directors of its authority to manage the business and affairs of a corporation under Delaware General Corporation Law (“DGCL”) §141(a). [read post]
15 Jun 2024, 6:31 am
., the Delaware Court of Chancery upended market practice by invalidating certain provisions of a shareholder agreement that were deemed to deprive the Board of Directors of its authority to manage the business and affairs of a corporation under Delaware General Corporation Law (“DGCL”) §141(a). [read post]
14 Jun 2024, 8:20 am
I’ve worked with the International Criminal Court and the Inter-American Commission on Human Rights, among other international courts, and very recently, I co-authored our first amicus curiae brief in a case concerning the protection of journalistic sources. [read post]
14 Jun 2024, 3:00 am
For him, forming the group was a passion project. [read post]
