Search for: "Working Group on Securities Disclosure Authority"
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11 Oct 2024, 3:00 am
But the White House never authorized the agency to independently probe the allegations, which Kavanaugh staunchly denied. [read post]
1 Oct 2024, 2:24 pm
In recent years the Securities & Exchange Commission (SEC) has been aggressive in its rule making, and public companies have been aggressive in challenging these rules. [read post]
1 Oct 2024, 3:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
27 Sep 2024, 3:00 am
The Judicial Conference’s Committee on Financial Disclosure said the disclosure regulations were updated to “clarify” the extent to which gifts received at personal residences owned by corporate entities could be deemed “personal hospitality” that judges did not need to list on their disclosure reports. [read post]
24 Sep 2024, 9:01 pm
The SEC oversees the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). [read post]
24 Sep 2024, 2:00 am
Read now » Related Content Beneficial Ownership under Section 13 of the Exchange Act Learn about the disclosure requirements applicable to owners of more than five percent of a company’s securities. [read post]
23 Sep 2024, 6:07 am
If it is necessary to disclose part of the source code for any reason, such as for better understanding of the invention, this disclosure must be incorporated in the specification, never in the claims. [read post]
20 Sep 2024, 3:00 am
The intelligence work is focused on influencing political discourse so that it leans more favorably toward China’s positions on contentious issues like the status of Taiwan. [read post]
18 Sep 2024, 6:53 pm
The White Law Group reviews the regulatory history of Wedbush Securities. [read post]
17 Sep 2024, 2:22 pm
Employers, health plan sponsors, health care providers should carefully follow the rapidly accelerating battle between the Federal Trade Commission (“FTC”) and pharmacy benefit managers (“PBMs”), which threatens to reshape how pharmaceutical products are priced and sold to health plans and consumers. [read post]
16 Sep 2024, 7:10 am
News Group Newspapers (NGN), the publisher of The Sun, has agreed to search for documents that may relate to allegations it invented a “fake security threat” to justify the wiping of “millions of incriminating emails. [read post]
15 Sep 2024, 4:52 am
The Court emphasized the importance of protecting persons who uncover corruption, stating that such disclosures are of great public interest and essential to democracy and transparency. [read post]
13 Sep 2024, 3:00 am
The Department of Homeland Security has designated the next electoral count, scheduled for January 6, 2025, a National Special Security Event, giving the once-routine gathering the same level of security accorded to presidential inaugurations and political conventions. [read post]
12 Sep 2024, 9:05 pm
The responses pointed to several challenges in implementing the covenant, including uncertainty around the financial advice framework, privacy, security and cost concerns on collecting more member data, and a lack of member engagement and financial capability. [read post]
12 Sep 2024, 3:00 pm
Have an AI Governance Committee and Policy: Establish a company group with meaningful authority, and with technical and legal expertise, to oversee the use of AI systems and tools. [read post]
10 Sep 2024, 9:47 pm
Cloud storage and remote work arrangements have increased the risk of inadvertent disclosures. [read post]
4 Sep 2024, 11:43 am
He is also the author of the Re: Balance blog. [read post]
3 Sep 2024, 5:43 am
Roughly a month later on April 13, 2018, the Justice Department’s inspector general released a report finding that McCabe “lacked candor” when he told the FBI that he did not authorize disclosures about two Clinton-related probes to the Wall Street Journal years earlier. [read post]
2 Sep 2024, 7:16 am
Concerns about AI-related disclosures have not only led to securities class action lawsuits, but they have also led to SEC enforcement actions as well. [read post]
1 Sep 2024, 10:48 am
I am directing my Administration to work with the bill’s author and the Legislature next year to address these issues. [read post]
