Search for: "Working Group on Securities Disclosure Authority" Results 201 - 220 of 2,582
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11 Jun 2024, 9:01 pm by renholding
Many may think of us as the largest group of securities lawyers in the world, with over 2,000 lawyers at the agency—but we do a lot more. [read post]
4 Apr 2011, 1:50 am by Kevin LaCroix
  The 2010 life sciences securities suits as a group do reflect certain distinctive characteristics. [read post]
29 Sep 2021, 10:40 am by The White Law Group
If so, the securities fraud attorneys at the White Law Group may be able to help you through FINRA arbitration. [read post]
10 Nov 2016, 4:00 am by Administrator
She is a frequent author (fifteen books published by the ABA and hundreds of articles) and speaker on legal technology, information security and electronic evidence topics. [read post]
8 Jun 2016, 1:24 pm by Elena Chachko
In addition to these discretionary exceptions, the Law specifically exempts a number of security agencies (such as IDF Intelligence, the Mossad and the Israeli Security Agency) as well as other authorities. [read post]
17 Apr 2019, 9:49 am by Renae Lloyd
According to his FINRA BrokerCheck report, Schwartz has been registered with 14 brokerage firms in his 18 years working in the securities industry. [read post]
19 Apr 2019, 9:49 am by Renae Lloyd
According to his FINRA BrokerCheck report, Schwartz has been registered with 14 brokerage firms in his 18 years working in the securities industry. [read post]
11 Mar 2024, 5:59 am by Silas Lee
Disclosure of shareholder blocks is important, but so is the free flow of information and opinion in the public markets, even if it means that some groups will “fly under the radar”. [read post]
16 Apr 2014, 11:33 am
Above all, the HOA needs to ensure that the website's information is kept up to date and relevant to ensure that residents keep coming back.Blog post authored by Tinnelly Law Group's Director of Business Development, Ramona Acosta. [read post]
26 Mar 2019, 5:00 am by David Pozen
King to Rosa Parks to Mahatma Gandhi, were not working for the state at the time they broke the law. [read post]
4 Mar 2021, 12:24 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
4 Mar 2021, 12:24 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
11 Dec 2014, 12:13 am by Cynthia Marcotte Stamer
Stamer also regularly represents clients and works with Congress and state legislatures, EBSA, IRS, EEOC, OCR and other HHS agencies, state insurance and other regulators, and others. [read post]
10 Nov 2013, 2:45 pm by Arina Shulga
 It was interesting to get a perspective on these new legal developments from the people who work in the fund industry. [read post]
3 Feb 2022, 5:01 am by Justin Sherman
This is not an issue with CFIUS, which made a national security-beneficial decision within its authorities. [read post]
22 Jun 2009, 4:57 pm
Davis would probably work to roll past these issues rather than solve them. [read post]
4 Jan 2011, 2:55 pm by James Hamilton
Based on the results of its Disclosure System Working Group, the FSA will submit a legislative proposal.The FSA will review accounting standards and tailor them to the actual circumstances of small and medium-sized enterprises. [read post]
6 Jun 2015, 10:24 am by Adam Weinstein
Since 2008 Persaud has been registered with The Concord Equity Group, LLC, Andrew Garrett Inc., Garden State Securities, Inc., and since May 2015, Buckman, Buckman & Reid, Inc. [read post]