Search for: "Working Group on Securities Disclosure Authority" Results 201 - 220 of 2,439
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26 Mar 2019, 5:00 am by David Pozen
King to Rosa Parks to Mahatma Gandhi, were not working for the state at the time they broke the law. [read post]
11 Dec 2014, 12:13 am by Cynthia Marcotte Stamer
Stamer also regularly represents clients and works with Congress and state legislatures, EBSA, IRS, EEOC, OCR and other HHS agencies, state insurance and other regulators, and others. [read post]
4 Mar 2021, 12:24 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
4 Mar 2021, 12:24 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
10 Nov 2013, 2:45 pm by Arina Shulga
 It was interesting to get a perspective on these new legal developments from the people who work in the fund industry. [read post]
3 Feb 2022, 5:01 am by Justin Sherman
This is not an issue with CFIUS, which made a national security-beneficial decision within its authorities. [read post]
22 Jun 2009, 4:57 pm
Davis would probably work to roll past these issues rather than solve them. [read post]
6 Jun 2015, 10:24 am by Adam Weinstein
Since 2008 Persaud has been registered with The Concord Equity Group, LLC, Andrew Garrett Inc., Garden State Securities, Inc., and since May 2015, Buckman, Buckman & Reid, Inc. [read post]
4 Jan 2011, 2:55 pm by James Hamilton
Based on the results of its Disclosure System Working Group, the FSA will submit a legislative proposal.The FSA will review accounting standards and tailor them to the actual circumstances of small and medium-sized enterprises. [read post]
23 Mar 2016, 2:38 pm by Cynthia Marcotte Stamer
Department of Labor Office of Labor-Management Standards (Labor Department) regulations implementing Section 203 of the Labor-Management Reporting Disclosure Act (LMRDA) generally require employers and labor relations consultants to with the U.S. [read post]
25 Aug 2023, 11:47 am by The White Law Group
In February 2020 FINRA reportedly barred him from working in the securities industry. [read post]
21 Aug 2014, 5:28 am by Adam Weinstein
However, any close knit community or group such as an ethnic group, immigrant community, or racial minority will work. [read post]
        Introduction The SEC’s climate-related disclosures proposal would create a new Article 14 of Regulation S-X requiring a registrant to include specific climate-related financial disclosure in the notes to its audited financial statements.[1] Regulation S-X contains requirements for financial statements that are included in registration statements, periodic reports and other filings under the Securities Act of 1933 and the… [read post]
8 Nov 2022, 8:52 am by Benjamin Wittes
“Is the Department of Homeland Security (DHS) still filing intelligence reports about journalists? [read post]
4 Jan 2019, 9:30 am by Sven Herpig, Ari Schwartz
The group’s final report recommended reviving the government-wide VEP with a presumption toward disclosing vulnerabilities. [read post]
14 Aug 2023, 1:20 pm by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]