Search for: "Working Group on Securities Disclosure Authority" Results 221 - 240 of 2,438
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7 Nov 2013, 8:05 am by D. Daxton White
The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
24 May 2007, 8:16 am
“During the past six months, the government watchdog for companies and financial markets has reined in its enforcement division; eased disclosure rules for stock compensation after being lobbied by business groups; and advised the U.S. [read post]
18 Apr 2022, 9:48 am by The White Law Group
   The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
22 Jun 2015, 1:47 pm by Tim Banks @TM_Banks
The provision has been criticized by some advocacy groups for seniors. [read post]
22 Jun 2015, 1:47 pm by Tim Banks @TM_Banks
The provision has been criticized by some advocacy groups for seniors. [read post]
27 May 2021, 5:01 am by Pam Dixon, Robert Gellman
Disclosure Authorizations Existing law allows an agency to define an appropriate disclosure for a system of records by establishing a routine use. [read post]
29 Aug 2010, 4:45 pm
The Financial Industry Regulatory Authority, the Securities and Exchange Commission, and the North American Securities Administrators Association have updated their 2008 report regarding financial firms’ best practices when serving elderly investors. [read post]
30 Jul 2020, 7:41 am by Silver Law Group
” Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at Legend Securities, Inc. [read post]
15 Dec 2014, 8:01 am by Adam Weinstein
Cox’s disclosures also reveal that he works for a DBA Investment and Retirement Services Group in Knoxville, TN. [read post]
16 Aug 2018, 9:06 am by Charlotte Garden
NLRB arose after a meat wholesaler refused to bargain with its employees’ newly elected union, claiming that the election was invalid because a number of the employees who voted in it were not authorized to work in the United States. [read post]
30 Sep 2021, 7:55 pm by Joseph J. Lazzarotti
Absent an exception, the doctor’s office will need a written authorization in order to disclosure the records. [read post]
2 Feb 2012, 9:30 pm by Mima Mohammed
Senate passed a sweeping ethics bill that would outlaw insider trading by members of Congress and the executive branch, as well impose disclosure requirements on political “intelligence” agents working for private-sector investors. [read post]
9 Jun 2015, 1:21 pm by Tara Hofbauer
” It has now been two years since the first publication of news articles based on disclosures made by former National Security Agency (NSA) contractor Edward Snowden. [read post]
25 Nov 2013, 7:46 pm by Kurt J. Schafers
Section 911 of the Dodd-Frank Act established the Investor Advisory Committee to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. [read post]
17 Oct 2018, 4:19 pm by Cynthia Marcotte Stamer
  Particularly designed with an eye to helping health care providers that work as solo practitioners or in groups with 10 or less health care providers and their business associates identify risks and vulnerabilities to ePHI, OCR says the updated SRA Tool “provides enhanced functionality to document how such organizations can implement or plan to implement appropriate security measures to protect ePHI” and incorporates new features to make the tool… [read post]
4 Apr 2021, 6:42 pm by Omar Ha-Redeye
Economical Insurance Group (upheld by the Court of Appeal) clarified that Rule 56.01 does not create a right to security for costs, but triggers an inquiry by the court. [read post]
23 Aug 2012, 8:33 pm by Cynthia Marcotte Stamer
  The complaint behind the settlement reflects the commitment of the U.S Department of Labor Employee Benefit Security Administration (EBSA) to enforcing Employee Retirement Income Security Act (ERISA) fee disclosure and other requirements against service providers to employee benefit plans. [read post]
18 May 2011, 5:47 pm by Kim Zetter
ICS-CERT is a computer-security group the Department of Homeland Security operates in partnership with Idaho National Laboratory. [read post]