Search for: "Working Group on Securities Disclosure Authority"
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27 May 2021, 5:01 am
Disclosure Authorizations Existing law allows an agency to define an appropriate disclosure for a system of records by establishing a routine use. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
16 Aug 2018, 9:06 am
NLRB arose after a meat wholesaler refused to bargain with its employees’ newly elected union, claiming that the election was invalid because a number of the employees who voted in it were not authorized to work in the United States. [read post]
30 Jul 2020, 7:41 am
” Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at Legend Securities, Inc. [read post]
31 Jan 2024, 9:01 pm
Goldman Sachs Group Inc. [read post]
25 Nov 2013, 7:46 pm
Section 911 of the Dodd-Frank Act established the Investor Advisory Committee to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. [read post]
9 Jun 2015, 1:21 pm
” It has now been two years since the first publication of news articles based on disclosures made by former National Security Agency (NSA) contractor Edward Snowden. [read post]
15 Dec 2014, 8:01 am
Cox’s disclosures also reveal that he works for a DBA Investment and Retirement Services Group in Knoxville, TN. [read post]
2 Feb 2012, 9:30 pm
Senate passed a sweeping ethics bill that would outlaw insider trading by members of Congress and the executive branch, as well impose disclosure requirements on political “intelligence” agents working for private-sector investors. [read post]
30 Sep 2021, 7:55 pm
Absent an exception, the doctor’s office will need a written authorization in order to disclosure the records. [read post]
24 Mar 2024, 11:08 am
” Much has transpired since Wednesday, March 6, 2024, when the Securities and Exchange Commission, by a 3 to 2 vote, adopted its long awaited rules to enhance and standardize climate related disclosures, including for the first time requiring greenhouse gas emission disclosures by public companies and in public offerings. [read post]
17 Oct 2018, 4:19 pm
Particularly designed with an eye to helping health care providers that work as solo practitioners or in groups with 10 or less health care providers and their business associates identify risks and vulnerabilities to ePHI, OCR says the updated SRA Tool “provides enhanced functionality to document how such organizations can implement or plan to implement appropriate security measures to protect ePHI” and incorporates new features to make the tool… [read post]
4 Apr 2021, 6:42 pm
Economical Insurance Group (upheld by the Court of Appeal) clarified that Rule 56.01 does not create a right to security for costs, but triggers an inquiry by the court. [read post]
23 Aug 2012, 8:33 pm
The complaint behind the settlement reflects the commitment of the U.S Department of Labor Employee Benefit Security Administration (EBSA) to enforcing Employee Retirement Income Security Act (ERISA) fee disclosure and other requirements against service providers to employee benefit plans. [read post]
18 May 2011, 5:47 pm
ICS-CERT is a computer-security group the Department of Homeland Security operates in partnership with Idaho National Laboratory. [read post]
31 Aug 2024, 11:00 am
" Published by the Mahanirban Calcutta Research Group, based in I [read post]
3 May 2013, 8:17 am
She also is a widely published author and highly regarded speaker on these matters. [read post]
2 Nov 2010, 9:00 am
On pages 17 and 18, Boeing makes the argument that since SOX intends to protect disclosures to federal authorities, then disclosures to other entities is not protected. [read post]
30 Apr 2019, 10:23 am
However, the FAQs also state a covered entity or its business associates won’t be responsible for the security of the data shared to the app unless it sponsors or provides it. [read post]
8 Feb 2022, 4:39 am
On 7 February 2022, the European Supervisory Authorities (ESAs), comprising of the European Banking Authority (EBA), the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA), published their Joint Advice to the European Commission on Digital Finance. [read post]
