Search for: "Working Group on Securities Disclosure Authority"
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17 Jan 2013, 4:12 pm
Nationally recognized for her extensive work, publications and leadership on HIPAA and other privacy and data security concerns, Ms. [read post]
8 Aug 2021, 12:22 pm
If we can assist you or someone you work with in ESG matters, do not hesitate to reach out to me. [read post]
22 May 2012, 6:30 am
Bebchuk and Jackson are co-authors of Corporate Political Spending: Who Decides? [read post]
12 Jun 2014, 12:10 pm
Source: “North Carolina Senate outlaws disclosure of fracking fluid secrets,” by Mica Rosenberg, published at Reuters.com. [read post]
6 Apr 2015, 6:00 am
In Gioe’s 14 year career he has worked at 13 different firms. [read post]
5 Apr 2023, 7:14 pm
The Financial Industry Regulatory Authority (FINRA) operates BrokerCheck and it provides valuable information to help investors make informed decisions before working with a financial professional. [read post]
8 Jul 2016, 9:27 am
National Security Council veterans Ari Schwartz and Rob Knake recently released a paper entitled Government’s Role in Vulnerability Disclosure. [read post]
27 Jul 2009, 5:26 am
They reveal that GPs who work on their own are six times more likely to be summoned to a disciplinary hearing than GPs working in group practices… The GMC figures, which Newsnight has obtained, show that 17 so-called 'single-handed' GPs and 67 GPs working in group practices came up in front of a 'fitness to practice' hearing in the last year. [read post]
1 Nov 2022, 6:32 am
My praises to Professor Becht for putting together such an esteemed group. [read post]
2 Mar 2008, 9:32 am
What law authorizes financial damages? [read post]
5 Apr 2016, 4:36 am
While there were minor amendments to FISA in the 1990s, and one major one in 1994 when the authority to authorize physical searches was added, the government, basically, had a pretty good run in terms of the system working as it was designed. [read post]
13 Aug 2024, 10:00 am
Learn about the 2000+ leading attorney authors contributing to our 26 practice areas in the Practical Guidance Author Center . [read post]
25 Mar 2024, 10:00 pm
Learn about the 2000+ leading attorney authors contributing to our 26 practice areas in the Practical Guidance Author Center . [read post]
8 Jun 2015, 8:42 am
These disclosures can include IRS tax liens, judgments, and even criminal matters. [read post]
28 Jan 2020, 1:38 pm
As part of this work, she has worked extensively on employee benefit communication and other employee benefit plan legislative and regulatory policy, design, compliance and enforcement including testifying to the EBSA Advisory Council on Employee Welfare and Pension Benefit Plans in on the effectiveness of employee benefit plan disclosures during 2017 hearings on on reducing the burdens and increasing the effectiveness of ERISA mandated… [read post]
26 May 2020, 12:57 pm
However, Agnihotri has worked for 12 firms over the past 19 years in the securities industry, most of which have been expelled by FINRA or their registration terminated by the SEC: Spartan Capital Securities, LLC (CRD#: 146251) Aegis Capital Corp. [read post]
9 May 2017, 10:16 am
Sometimes there are public disclosures, sometimes there are not. [read post]
24 Jan 2024, 1:47 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
17 Apr 2018, 8:00 am
If you work at a typical company, employee actions and inadvertent present the greatest threat to the security of your data. [read post]
1 Sep 2024, 10:48 am
I am directing my Administration to work with the bill’s author and the Legislature next year to address these issues. [read post]
