Search for: "Working Group on Securities Disclosure Authority"
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16 Sep 2014, 11:40 am
Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. [read post]
25 Feb 2019, 3:20 pm
The SEC, the paper suggests, could also suggest that courts assert authority to review and out-of-court resolutions of federal court M&A cases and order Rule 11 proceedings to sanction unwarranted litigation. [read post]
29 Apr 2019, 6:23 pm
Jeff describes how GDF has a number of working groups focused on developing high-level principles and standards on a range of topics, including stablecoins, custody, tax and security tokens. [read post]
25 Jun 2018, 4:00 am
Each group works over a two-year period—the first of five began in 2004. [read post]
25 Jun 2018, 4:00 am
Each group works over a two-year period—the first of five began in 2004. [read post]
21 May 2019, 10:38 am
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. [read post]
26 Nov 2009, 7:15 pm
(Note: I recommend reading forensic accountant and author Tracy Coenen's blog for an explanation of how cookie jar reserves work.) [read post]
12 Oct 2020, 12:08 pm
Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (FINRA)[1]. [read post]
17 Mar 2024, 5:42 pm
Under the HIPAA Security Rule, covered entities must conduct documented risk assessments to evaluate and monitor their electronic personal health information (EPHI) and associated systems for potential breaches and other threats that expose EPHA to unauthorized use, access, disclosure, destruction or other compromise. [read post]
9 Mar 2022, 7:47 pm
Public companies and other market participating or influencing companies and their leaders should begin preparing to comply with enhanced cybersecurity risk management, disclosure, strategy, governance and incident reporting and response requirements of a Proposed Rule the Security and Exchange Commission (“SEC”) published in today’s (March 9, 2022) Federal Register. [read post]
15 Apr 2024, 10:00 pm
Data Security & Privacy State Law Comparison Tool Review the Data Breach Notification topic to compare state requirements on data breach notification including who must receive notice, when disclosure is required, acceptable methods of notice, and required information. [read post]
12 Jun 2018, 10:46 am
Neither Kushner nor Trump receives a salary for work as senior advisers to the president. [read post]
12 Aug 2014, 4:59 pm
Stamer has extensive experience advising and assisting health plans and insurers about ACA, and a wide range of other plan design, administration, data security and privacy and other compliance risk management policies. [read post]
31 Oct 2023, 6:26 am
Those objectives, then, are left to the discretionary choices of that apparatus--subject to overarching rules and modalities of coordination and requests for legislative action constituting additional authority for administrative supervision--to flesh out and implement. [read post]
1 Jun 2020, 9:14 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
15 Mar 2018, 7:16 am
The bill also would require the Commission to have greater role in the work of an advisory body on capital formation issues. [read post]
8 May 2024, 7:20 pm
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
16 Jun 2018, 6:02 am
The recommendations include actively promoting the OECD Guidelines and OECD due diligence guidance, strengthening and reforming the NCP system, and making human rights due diligence and supply chain disclosure mandatory. [read post]
17 Apr 2019, 6:00 am
Without proper vetting prior to disclosure, such internal documents could, in totality, present a classified picture, as explained by David Pozen’s mosaic theory of national security. [read post]
21 Apr 2015, 6:29 am
But the next morning, a different group of artists cast a holographic image of Snowden where the bust had stood.The message to the authorities could not be clearer: Snowden is not going away. [read post]
