Search for: "Working Group on Securities Disclosure Authority"
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23 Apr 2018, 7:00 am
This reality requires a serious re-thinking of the ways in which the public interest in disclosure can appropriately be taken into account to ensure that citizens have the information they need for self-governance to work. [read post]
25 Feb 2010, 3:38 pm
The U.S. military monitored Planned Parenthood and a white supremacist group as part of the government’s security preparations for the 2002 Olympics in Utah, according to new documents released by the Department of Defense. [read post]
31 Oct 2019, 5:55 pm
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
9 May 2013, 3:31 am
A primary drafter of the Bolivian Social Security pension privatization law, Ms. [read post]
1 Jul 2014, 9:19 am
Ellen Nakashima and Barton Gellman report that the Foreign Intelligence Surveillance Court (FISC) gave the National Security Agency (NSA) authority to conduct surveillance on all but four countries: Great Britain, Canada, Australia, and New Zealand. [read post]
8 Feb 2022, 12:58 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois, and Seattle, Washington. [read post]
13 Apr 2020, 4:19 pm
I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. [read post]
3 Aug 2020, 1:36 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
31 Aug 2020, 3:00 pm
”[7] This month, the ABA published their best practices for third party-litigation funding and emphasized the need for transparency and disclosure in securities class actions: There will be situations, particularly in securities or consumer class actions, where a sophisticated lawyer will work with a funder. [read post]
13 Aug 2008, 7:44 pm
The only way for DNSSEC to work is for the top-level zone file -- which lists the specifics for top-level domains like .gov -- to be signed by a trusted authority. [read post]
16 Jun 2020, 5:42 pm
The HIPAA and Tex-HIPAA prohibition against unauthorized disclosure of protected health information to the media stem from the HIPAA Laws’ broader requirement that covered entities and business associates affirmatively safeguard protected health information against unauthorized use, access or disclosure and sweeping prohibition against their disclosing or allowing the disclosure of protected health information without a HIPAA-compliant authorization except… [read post]
16 Sep 2014, 11:40 am
Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. [read post]
3 Mar 2010, 4:00 pm
First, all these requirements apply to "business associates" (i.e., plan service providers who are authorized to work with PHI). [read post]
25 Feb 2019, 3:20 pm
The SEC, the paper suggests, could also suggest that courts assert authority to review and out-of-court resolutions of federal court M&A cases and order Rule 11 proceedings to sanction unwarranted litigation. [read post]
29 Apr 2019, 6:23 pm
Jeff describes how GDF has a number of working groups focused on developing high-level principles and standards on a range of topics, including stablecoins, custody, tax and security tokens. [read post]
25 Jun 2018, 4:00 am
Each group works over a two-year period—the first of five began in 2004. [read post]
25 Jun 2018, 4:00 am
Each group works over a two-year period—the first of five began in 2004. [read post]
21 May 2019, 10:38 am
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. [read post]
26 Nov 2009, 7:15 pm
(Note: I recommend reading forensic accountant and author Tracy Coenen's blog for an explanation of how cookie jar reserves work.) [read post]
12 Oct 2020, 12:08 pm
Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (FINRA)[1]. [read post]
