Search for: "Working Group on Securities Disclosure Authority"
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14 Jun 2024, 2:57 am
Adams focuses on the Australian Modern Slavery Act, a pioneering disclosure provision enacted in 2018. [read post]
11 Jun 2024, 9:01 pm
Many may think of us as the largest group of securities lawyers in the world, with over 2,000 lawyers at the agency—but we do a lot more. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
5 Jun 2024, 1:45 pm
The White Law Group reviews the regulatory history of Crown Capital Securities LP. [read post]
5 Jun 2024, 10:52 am
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
5 Jun 2024, 8:20 am
The European Securities and Markets Authority (ESMA) has recently launched consultation processes on technical elements of the revised MiFIR pre- and post-trade transparency requirements, obligations to make data available on reasonable commercial basis and the rules for CTPs. [read post]
5 Jun 2024, 3:25 am
The SAP stated that the “Administration is eager to work with Congress to ensure a comprehensive and balanced regulatory framework for digital assets, building on existing authorities,” but that FIT21 “lacks sufficient protections for consumers and investors. [read post]
4 Jun 2024, 1:54 pm
EPA, it is hard to imagine that the Supreme Court would look favorably on such an expansive interpretation of the SEC's regulatory authority, particularly insofar as the climate disclosure rules require the disclosure of information that has not traditionally been understood as material to investors under the federal securities laws. [read post]
31 May 2024, 11:49 am
Merrill Lynch reportedly has 1,475 disclosures including 596 regulatory events, according to its CRD. [read post]
30 May 2024, 7:32 am
In particular, with regards to AI-generated works, it clarifies that only works of the human intellect are protected by copyright, including where the work was created with the support of AI tools, to the extent it is the result of the author’s intellectual endeavor. [read post]
21 May 2024, 5:49 am
Department of Homeland Security (DHS) should use artificial intelligence (AI) to “defend and secure the homeland. [read post]
20 May 2024, 10:00 pm
HIPAA Authorization for PHI Use or Disclosure Adopt this template to obtain the consent for use or disclosure of an individual's PHI. [read post]
14 May 2024, 1:33 pm
The organizers allege, based on analysis by digital security experts, that the newly installed cameras are Toronto police technology with facial recognition capabilities, suggesting that the university is likely working in conjunction with the Toronto police to monitor the activities and identities of the protestors. [read post]
10 May 2024, 6:45 am
Another group of states and other parties intervened in support of the waiver authority. [read post]
10 May 2024, 3:00 am
Senate President Warren Petersen and House Speaker Ben Toma, both Republicans, say Proposition 211 takes rulemaking authority away from the Legislature delegates too much authority to the Arizona Clean Elections Commission, an agency of the executive branch. [read post]
8 May 2024, 7:20 pm
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
7 May 2024, 7:35 am
He had been a veteran in the securities industry for 37 years and worked at SagePoint from 2005 until December 2023. [read post]
5 May 2024, 9:01 pm
Such claims would only be recoverable where burden-sharing standards and robust disclosure standards are met. [read post]
5 May 2024, 6:44 pm
The report lists 11 categories of threats against lawyers under the law, and it recommends that Hong Kong authorities repeal the law, as well as relevant authorities repealing other laws restricting civil and political rights in Hong Kong. [read post]
2 May 2024, 12:35 pm
The firm reportedly has 244 disclosure events on its broker report or CRD. [read post]
