Search for: "Working Group on Securities Disclosure Authority" Results 41 - 60 of 2,561
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23 Feb 2024, 3:00 am by Jim Sedor
Those theories include falsehoods about the security of ballot drop boxes and voting by undocumented citizens, as well as questions about fraudulent absentee ballots and corrupted election machines, all of which have been debunked. [read post]
Although the sensitivity of some requirements warrant less disclosure (e.g., disclosures raising cybersecurity or national security concerns), public verifiability remains an issue with other requirements. [read post]
22 Feb 2024, 4:54 am by Rob Robinson
As a symbol of this turnaround, consider the case of salad chain Sweetgreen, which accepted only electronic payment types after 2016, citing transaction speed and security. [read post]
16 Feb 2024, 3:00 am by Jim Sedor
Kennedy Jr. padded its account with millions of dollars in contributions from one of the best-known private security executives in the country, Gavin de Becker. [read post]
Authors: Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Dylan Sault and Steven Li  Welcome to our first wrap up of the year! [read post]
13 Feb 2024, 10:47 am by The White Law Group
The post Brett Hartvigson Barred from Securities Industry  appeared first on The White Law Group. [read post]
10 Feb 2024, 11:11 am by Andrew Weissmann
For ease of reference, we group the report’s findings into several categories. [read post]
8 Feb 2024, 7:47 am by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
6 Feb 2024, 3:58 pm by Cynthia Marcotte Stamer
Blackwell Security Services Religious Discrimination Litigation Settlement The settlement with Blackwell Security Services, Inc. [read post]
2 Feb 2024, 3:00 am by Jim Sedor
Democratic Groups File Complaints in an Attempt to Find Out MSN – Brian Slodysko and Jonathan Cooper (Associated Press) | Published: 1/24/2024 For months, the centrist group No Labels has stockpiled cash and diligently worked to secure ballot access for a potential third-party presidential bid, striking fear among allies of President Biden that the effort could siphon away votes and hand the White House to Donald Trump. [read post]
1 Feb 2024, 6:19 pm by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
31 Jan 2024, 11:31 am by The White Law Group
  When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
30 Jan 2024, 9:50 am by Kevin LaCroix
I would like to thank the authors for allowing me to publish their article as a guest post on this site. [read post]
27 Jan 2024, 9:04 pm by Ariel Breitman
Working in that space, I noticed a need to clear and settle financial transactions faster and with greater efficiency. [read post]
26 Jan 2024, 1:40 pm by The White Law Group
  The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
Private REITs are not subject to the same disclosure requirements as public non-traded RE [read post]
25 Jan 2024, 4:00 pm by Rob Robinson
Content Assessment: Vendor Voices in eDiscovery: From Mobile Collections and MEDAL to Announcements and Acquisitions Information - 92% Insight - 90% Relevance - 94% Objectivity - 88% Authority - 92% 91% Excellent A short percentage-based assessment of the… [read post]