Search for: "Working Group on Securities Disclosure Authority"
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20 Dec 2024, 8:51 am
The White Law Group is investigating potential securities claims involving Cambridge Investment Research Inc. [read post]
19 Dec 2024, 1:50 pm
The overview informed the public of the massive fraud that had been perpetrated within the group. [read post]
18 Dec 2024, 10:37 am
I welcome guest post submissions from responsible authors on topics of interest to this site’s readers. [read post]
18 Dec 2024, 5:01 am
A top U.N. official yesterday pushed Security Council members and Iran to urgently work to restore a 2015 deal that lifted sanctions on Tehran in return for restrictions on its nuclear program. [read post]
17 Dec 2024, 2:05 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
13 Dec 2024, 3:00 am
Foster Advocacy Group Denies That Arrested Member Assaulted Rep. [read post]
10 Dec 2024, 2:00 am
Disclosure Requirements in Public Company M&A Transactions Understand disclosure requirements and practices associated with public company mergers to comply with securities laws and applicable exchange rules. [read post]
9 Dec 2024, 5:00 am
The United States is working with several Middle Eastern countries to secure chemical weapons possessed by the Assad regime and is in contact “with all Syrian groups,” a U.S. official said yesterday. [read post]
7 Dec 2024, 3:53 am
This is particularly the case given that the ICO is also the UK’s Freedom of Information (FOI) authority, responsible for policing both the proactive and reactive transparency obligations of all public authorities. [read post]
6 Dec 2024, 6:54 am
In a significant move toward standardizing AI adoption, ILTA’s Litigation Special Interest Group released “A Best Practice Guide for the Use of Active Learning,” a framework for implementing machine learning in legal disclosure. [read post]
6 Dec 2024, 4:33 am
Additionally HIPAA breaches also may expose Covered Entities and their leaders to potential liability for breach liability under securities, electronic crimes, and other data breach and security laws; Federal Sentencing Guideline and other liability for misappropriation of funds, health care or other fraud and other crimes enabled by inadequate compliance or response; trigger fiduciary and other duties and liabilities under the Employee Retirement Income Security… [read post]
6 Dec 2024, 3:00 am
During his first term, Trump was repeatedly criticized by ethics groups for potential conflicts-of-interest relating to his businesses and brands. [read post]
5 Dec 2024, 6:44 pm
The Supreme Court is continuing to work through its relisted cases. [read post]
3 Dec 2024, 2:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
27 Nov 2024, 8:43 am
Most businesses also recognize that accidents caused by alcohol or other intoxication at work or work-related functions create substantial liability exposures for the company under the OSH Act and other occupational safety laws, as well as to workers and any third parties injured by a drunken employee, business associate, client or guest. [read post]
26 Nov 2024, 9:05 pm
Responsibility for investment-adviser examinations has proven to be a hot-button issue over the years, with various interest groups lobbying for and against outsourcing this task to a third party such as the Financial Industry Regulatory Authority (“FINRA”), which already conducts compliance examinations on the securities brokerage industry. [read post]
21 Nov 2024, 9:01 pm
Among the sample group, technology companies were more likely than others to retain oversight of cybersecurity at the full board, rather than a committee. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
15 Nov 2024, 3:00 am
Some of those groups are promising to do it all over again, but this time it could be a lot harder. [read post]
