Search for: "Working Group on Securities Disclosure Authority"
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8 Jul 2024, 12:12 pm
Silver Law Group and the Law Firm of David R. [read post]
5 Jul 2024, 6:21 pm
The Commission Staff Working Document accompanying the communication [read post]
5 Jul 2024, 3:00 am
Records show the group has spent more than the sum that is often required for groups to register with the FEC, but it still has not done so. [read post]
4 Jul 2024, 9:05 pm
Securities and Exchange Commission or my fellow Commissioners. [read post]
3 Jul 2024, 8:00 am
Key takeaways include: Disclosure Upon Request. [read post]
26 Jun 2024, 10:43 am
Preliminary analysis depicts that around 55 of these companies have promoter groups outside India. [read post]
20 Jun 2024, 6:36 am
Securities and Exchange Commission (SEC) or the relevant regulatory authority in its jurisdiction. [read post]
15 Jun 2024, 6:31 am
., the Delaware Court of Chancery upended market practice by invalidating certain provisions of a shareholder agreement that were deemed to deprive the Board of Directors of its authority to manage the business and affairs of a corporation under Delaware General Corporation Law (“DGCL”) §141(a). [read post]
15 Jun 2024, 6:31 am
., the Delaware Court of Chancery upended market practice by invalidating certain provisions of a shareholder agreement that were deemed to deprive the Board of Directors of its authority to manage the business and affairs of a corporation under Delaware General Corporation Law (“DGCL”) §141(a). [read post]
14 Jun 2024, 8:20 am
I’ve worked with the International Criminal Court and the Inter-American Commission on Human Rights, among other international courts, and very recently, I co-authored our first amicus curiae brief in a case concerning the protection of journalistic sources. [read post]
14 Jun 2024, 3:00 am
For him, forming the group was a passion project. [read post]
14 Jun 2024, 2:57 am
Adams focuses on the Australian Modern Slavery Act, a pioneering disclosure provision enacted in 2018. [read post]
11 Jun 2024, 9:01 pm
Many may think of us as the largest group of securities lawyers in the world, with over 2,000 lawyers at the agency—but we do a lot more. [read post]
5 Jun 2024, 3:38 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regu [read post]
5 Jun 2024, 1:45 pm
The White Law Group reviews the regulatory history of Crown Capital Securities LP. [read post]
5 Jun 2024, 10:52 am
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
5 Jun 2024, 8:20 am
The European Securities and Markets Authority (ESMA) has recently launched consultation processes on technical elements of the revised MiFIR pre- and post-trade transparency requirements, obligations to make data available on reasonable commercial basis and the rules for CTPs. [read post]
5 Jun 2024, 3:25 am
The SAP stated that the “Administration is eager to work with Congress to ensure a comprehensive and balanced regulatory framework for digital assets, building on existing authorities,” but that FIT21 “lacks sufficient protections for consumers and investors. [read post]
4 Jun 2024, 1:54 pm
EPA, it is hard to imagine that the Supreme Court would look favorably on such an expansive interpretation of the SEC's regulatory authority, particularly insofar as the climate disclosure rules require the disclosure of information that has not traditionally been understood as material to investors under the federal securities laws. [read post]
31 May 2024, 11:49 am
Merrill Lynch reportedly has 1,475 disclosures including 596 regulatory events, according to its CRD. [read post]
