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The Second Circuit Upholds Regulation Best Interest
29 Jul 2020, 12:36 pm by Vandenack Weaver LLC
Issues in XY Planning Network, LLC., v. [read post]
PVW Tax & Business Law Blog - http://www.pvwtaxandbusinesslaw.wordpress.com/
Financial planners join battle over SEC’s Regulation BI
13 Sep 2019, 6:42 am by John Jascob
Regulation BI was adopted in June 2019, became effective September 10, 2019, and firms will be required to begin complying with the rule by June 30, 2020 (XY Planning Network, LLC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/