Search for: "Young v. SEC" Results 1 - 20 of 303
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20 Dec 2010, 3:01 pm by Erik Gerding
It is hard to say anything detailed about a suit that has not been filed yet, but this type of suit could have even broader implications that this summer's SEC v. [read post]
9 Feb 2015, 4:01 am by Broc Romanek
– the SEC announced that the China-based affiliates of the Big 4 (Deloitte Touche Tohmatsu, Ernst & Young, KPMG and PwC) settled SEC administrative charges by each paying $500k and admitting that prior to the commencement of the agency’s enforcement proceedings, they didn’t provide the SEC with the work papers for audits conducted for US companies. [read post]
6 Mar 2015, 3:26 am by Broc Romanek
Recently, I blogged about how the China-based affiliates of the Big 4 (Deloitte Touche Tohmatsu, Ernst & Young, KPMG and PwC) settled SEC administrative charges by each paying $500k and admitting that prior to the commencement of the agency’s enforcement proceedings, they didn’t provide the SEC with the work papers for audits conducted for US companies. [read post]
18 Dec 2009, 11:22 am by N. Peter Rasmussen
Fletchall (partner in charge of E&Y's national office), Mark V. [read post]
18 May 2015, 3:00 am by Broc Romanek
Ernst & Young LLP paid more than $4 million to settle allegations that it lobbied on behalf of audit clients. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
In addition, the SEC took the position that the BIAs are notes under the four-part test articulated in Reves v. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]