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The EBA will also assume new roles and responsibilities in 2025 particularly in relation to the Digital Operational Resilience Act and the Regulation on markets in crypto-assets. 2025 will also mark the transition to a new EU anti-money laundering framework and authority. [read post]
30 Sep 2024, 9:08 am by Anita Edwards and Simon Lovegrove (UK)
On 30 September 2024, the Joint Money Laundering Steering Group (JMLSG) published revisions to Sector 18 (Wholesale markets) in Part II of its Guidance. [read post]
Background HM Treasury laid a statutory instrument creating the DSS (the DSS Regulations) in December 2023, under powers given to it by the Financial Services and Markets Act 2023. [read post]
30 Sep 2024, 9:05 am
Written by Valerie Kline Marketing Coordinator and Office Assistant Nash Bean Ford & Brown, LLP Attorneys and Counselors at Law • Est 1857  Resources Estate Planning Guide and Checklist for 2024 (ncoa.org) … [read post]
30 Sep 2024, 9:04 am by Anna Carrier (BE)
In case the non-EU market participant is part of the group, ACER confirms that each non-EU market participant must appoint a designated representative separately; where two non-market participants are active in the same Member State, they may designate the same representative but through separate arrangements and upon the condition that they are both registered with that Member State’s NRA. [read post]
30 Sep 2024, 8:54 am by Holly Buckley
WCP, founded in 1993 and based in Chicago, seeks control equity investments in middle market companies in healthcare and a few other industries. [read post]
30 Sep 2024, 8:00 am by Ally Kvidt
Automation can perform repeatable marketing tasks (even social media, newsletters, and referral marketing) to help you bring in new business while you focus on results for your clients. [read post]
30 Sep 2024, 7:58 am by Sabrina I. Pacifici
Six highlights from this post: Economic Policy Challenges for the Age of AI; How to Build Trust in Answers Given by Generative Ai for Specific and Vague Financial Questions; AI-Enabled Value Creation in International Business: Crossing the Boundary of Bounded Rationality; The rise of generative AI: modelling exposure, substitution and inequality effects on the US labour market; Intelligent financial system: how AI is transforming finance; and Is AI the Cornerstone for Financial Inclusion? [read post]
30 Sep 2024, 7:09 am by Jay R. McDaniel, Esq.
Instead, the value is found in the knowledge and skills of our employees, the relationships we have with customers, and the reputation we have built in the market. [read post]
30 Sep 2024, 7:00 am by Katie Rogers
We’ll have to wait and see if Target ultimately prevails on its “Target Clean” campaign, but this case nonetheless signals caution to marketers who may attempt a similar curated line of “clean” beauty products. [read post]
30 Sep 2024, 6:28 am by Currin Compliance
The "Client Awareness Program" implemented by Oak Street Health, while ostensibly aimed at increasing patient membership, crossed legal boundaries by incentivizing agents to prioritize the company's financial interests over patients' needs.For compliance professionals in the insurance and healthcare sectors, this settlement highlights several key points:The need for thorough vetting of marketing and referral programsThe importance of aligning incentives with patient… [read post]
30 Sep 2024, 6:11 am by Odia Kagan
Alternatively, you may use a third party service to vet your marketing claims. [read post]
30 Sep 2024, 6:00 am by Leonard L. Gordon
Episode 1, “Negative Option and Continuity Marketing: Part II,” will be available on Tuesday, October 1. [read post]
30 Sep 2024, 6:00 am by Steinberg Law Firm
Driver behavior—The aggressive marketing of muscle cars can encourage risky driving behaviors, such as drag racing or reckless maneuvers on highways. [read post]
30 Sep 2024, 5:41 am by Bob Ambrogi
A federal judge in Delaware has dismissed the claim by now-shuttered legal research startup ROSS Intelligence that Thomson Reuters violated federal antitrust law by unlawfully tying its search tool to its public law database in order to maintain its dominance in the overall market for legal search platforms. [read post]
On 30 September 2024, the European Commission adopted a Delegated Regulation supplementing the Regulation on markets in crypto-assets with regard to regulatory technical standards (RTS) specifying the requirements, templates and procedures for the handling of complaints relating to asset referenced tokens. [read post]
On 30 September 2024, the European Securities and Markets Authority (ESMA) issued a press release containing further details on the selection of Consolidated Tape Providers (CTPs) for bonds and for shares and exchange-traded funds (ETFs). [read post]
30 Sep 2024, 5:00 am by Rush Nigut
Brokers use a blend of financial analysis, market comparisons, and asset evaluations to set a fair market price. [read post]
30 Sep 2024, 4:59 am by John Hinson
You must know what you want to achieve with social media before you start marketing yourself on a platform. [read post]
30 Sep 2024, 4:56 am by Dimo Michailov
Many of our readers know that the H-1B visa is a critical and very common work visa used routinely by U.S. employers to hire skilled foreign nationals. [read post]