Search for: "providence capital holdings" Results 61 - 80 of 9,689
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
21 Oct 2019, 8:10 am by David Liebrader
  These investments were recommended to an elderly investor as a means of providing income to him in retirement. [read post]
1 Jun 2010, 1:48 pm
The SEC charged Medical Capital Holdings Inc., the parent company of the issuer, with fraud in the sale of $77 million in notes. [read post]
16 Apr 2019, 6:00 am by Kevin Kaufman
In effect, the house is bought with after-tax income, and the annual shelter service provided by the home and the sales price are untaxed returns, as in a Roth IRA. [read post]
9 Feb 2010, 5:50 am by Mark Maddox
In November, Dorion-Gray was named in a $254,000 complaint that alleges she recommended alternative investments in Medical Capital and another private placement, Provident Royalties LLC. [read post]
18 May 2011, 4:28 am by Keith Griffin
In the wake of soured private placement deals in Medical Capital Holdings and Provident Royalties - as well as other investments gone bad at the hands of rogue brokers - the Financial Industry Regulatory Authority (FINRA) is putting more information about its disciplinary actions online for investors and others to view. [read post]
12 Apr 2020, 7:10 am by Staff Attorney
  According to a BrokerCheck report one of the customer complaints that may concern fraudulent GPB Capital Holdings (GPB Capital) related investments. [read post]
29 Jul 2019, 7:54 am by Silver Law Group
The future is uncertain for GPB Capital Holdings and its investors. [read post]
5 Oct 2009, 1:48 pm
Since December 2003, Medical Capital Holdings has raised more than $2 billion from selling the notes to some 20,000 investors. [read post]
13 Nov 2009, 3:00 am
 First, it distorts taxation by providing a clear preference for capital income over labor income. [read post]
22 Jan 2020, 11:02 am by Kevin Kaufman
When considering mark-to-market taxation of capital gains, a lookback charge provides a reasonable solution for taxing hard-to-value assets. [read post]
22 Sep 2022, 8:18 am by Ettinger Law Firm
  For stocks, you simply ask the company holding the stocks to provide this information. [read post]
17 Apr 2019, 1:23 pm by Joe Wojciechowski
Stoltmann Law Offices, P.C. has been retained by several investors who have their money locked up in one or more of the beleaguered funds issued by GPB Capital Holdings. [read post]
14 Jan 2012, 3:01 pm
Attacks on his career at Bain Capital are misplaced because both the private and venture capital business models provide extremely important social and economic functions. [read post]
30 Apr 2008, 11:23 am
The "Opportunity Scholarship Program," which has an annual budget of $15 million, provides 1,900 vouchers worth up to $7,500 each for students to attend religious and other private schools in the nation's capital. [read post]
17 Jul 2022, 10:38 pm by Peter Mahler
Simplified somewhat, Ashkenazy and the Gindis are 50/50 partners in a series of realty holding joint ventures in each of which Ashkenazy has 100% management control and the Gindis are passive investors. [read post]
To provide an incentive, the rate on long-term capital gains is lower than the rate on short-term gains. [read post]
21 Jun 2019, 2:41 pm by Silver Law Group
SagePoint and GPB GPB Capital Holdings buys companies like auto dealerships with the money it raises by having financial advisers sell “private placements” to investors. [read post]
22 Mar 2016, 5:06 pm by Sabrina I. Pacifici
However, several alternative measures of market quality, including turnover, dealers’ capital commitment, the likelihood that trades are completed on a principal basis, interdealer trading, and dealers’ propensity to hold positions overnight were not only degraded during the financial crisis but failed to return to pre-crisis levels in more recent years. [read post]
6 Jul 2010, 8:44 am by Philip Thomas
Costa Rican bond company Provident Capital Indemnity was involved in the collapsed A&O Life Investment Fund. [read post]