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15 Sep 2016, 6:05 am by Susan Landau
Such "solutions" would make us less secure, not more so. [read post]
15 Sep 2016, 6:05 am by Susan Landau
Such "solutions" would make us less secure, not more so. [read post]
8 Jan 2015, 12:59 pm by Sheri Abrams
All Rights Reserved.The post Suspect Social Security Fraud? [read post]
10 Jun 2015, 7:48 am by rexsecuritieslaw
June 2015-NC Securities Division The North Carolina Securities Division‘s June 2015 Newsletter announced the sentencing of the following individuals for securities related violations: Michael Anthony Jenkins pleaded guilty to three counts of felony securities fraud and one count of felony obtaining property by false pretenses. [read post]
5 Apr 2017, 9:26 am by rexsecuritieslaw
FINRA requires … Continue reading Revere Securities Sanctioned by Securities Regulators → The post Revere Securities Sanctioned by Securities Regulators appeared first on Rex Securities Law-BLOG. [read post]
26 Aug 2014, 5:52 am by Admin
A caller said that the Securities and Exchange Commission had a civil judgment against him for his violation of federal securities laws. [read post]
10 Feb 2014, 3:03 pm by Eric C. Chaffee
Sarfaty has posted Human Rights Meets Securities Regulation on SSRN with the following abstract: Recent domestic legislation is blurring the line between securities regulation and human rights law. [read post]
28 Apr 2014, 1:54 pm by Eric C. Chaffee
Jill Gross has posted The Improbable Birth and Conceivable Death of the Securities Arbitration Clinic on SSRN with the following abstract: This article explores the birth. life and possible death of the securities arbitration clinic (SAC), a law school clinic... [read post]
24 Apr 2011, 6:49 am by Securites Lawprof
Class Conflict in Securities Fraud Litigation, by Richard A. [read post]
22 Apr 2014, 1:29 pm by Eric C. Chaffee
Ramirez has posted The Virtues of Private Securities Litigation: An Historic and Macroeconomic Perspective on SSRN with the following abstract: In the wake of the Great Depression, the federal securities laws operated to mandate disclosure of material facts... [read post]
8 Jan 2014, 12:24 pm by Eric C. Chaffee
Wendy Gerwick Couture has posted Around the World of Securities Fraud in 80 Motions to Dismiss with a Data Set Appendix on SSRN with the following abstract: Motions to dismiss are the litmus test in securities fraud class actions. [read post]
23 Nov 2016, 9:45 am by rexsecuritieslaw
November 2016-Plano, Texas/Culver City, CA VFG Securities, Inc. and its owner, Jason Vanclef, reached a settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations by the securities industry regulator that he and his firm had overly concentrated customer accounts in illiquid investments and used a book Vanclef had written, “The Wealth Code” to … Continue reading VFG Securities-Jason Vanclef-Sanctioned by Securities… [read post]
22 Jan 2008, 2:31 am
Security, generally: I often link to and cite Bruce Schneier as a solid, reasonable voice where e-security is involved. [read post]
18 Apr 2013, 7:11 pm by Roy Ginsburg
“I have a secure in-house job. [read post]
12 Jun 2017, 7:16 am by Fitapelli Kurta
It is registered with the Securities and Exchange Commission and FINRA. [read post]
8 Sep 2011, 4:16 am by Winston Penhall
In order to gain a valid security interest in Jersey over shares, the security holder needs to either (i) hold the physical share certificates (which would require uncertificated shares held by a Jersey vehicle to be reissued in certificated form); or (ii) be registered as the legal title holder of the shares (which not all security interest holders would find desirable). [read post]
13 Aug 2014, 6:30 am by Daniel Martin - Solicitor
The debenture will grant the lender security over your assets until the borrowed money is paid back in full. [read post]
20 Jul 2012, 7:41 am by Erich Fabricius
In the legal lingo, these are all "secured transactions" aiming to create secured debts. [read post]