Posts tagged with: "financial+services" Results 1 - 20 of 60,558
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19 Jan 2022, 5:40 am by Hannah Meakin (UK)
During this session, our financial services team will guide attendees through the key components of the financial promotions regime. [read post]
28 Feb 2009, 8:35 am
Reputable, essential, unique--Financial Services Fact Book 2009 is an online book for the times. [read post]
16 Jan 2019, 8:07 pm by Sabrina I. Pacifici CRS Series: Introduction to Financial Services, January 11, 2019 IN11016 – “The Congressional Research Service (CRS) has created a series providing an introduction to various financial services issues in the 116th Congress. [read post]
21 Oct 2014, 4:33 pm by Sabrina I. Pacifici
Then, I will focus on how incentives could be improved within the financial services industry to encourage better culture and behavior. [read post]
11 Sep 2011, 7:29 am by Securites Lawprof
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
22 Oct 2009, 6:07 pm
The House Financial Services Committee voted (39-29) to create a Consumer Financial Protection Agency, a new, independent federal agency solely devoted to protecting Americans from unfair and abusive financial products and services. [read post]
5 Jun 2021, 1:59 am
Complaint – 21BCC00008 Read More The post Tullett Prebon Financial Services LLC appeared first on CFTC Law. [read post]
6 Apr 2017, 1:51 am by Rebecca C. Morgan Stetson Law
I was interested in this article from Investment News detailing efforts that the financial services industry and others are taking to help their elder clients... [read post]
22 Sep 2016, 9:44 am by Jeff Kern
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
3 Feb 2010, 6:40 am by buslawblogger
Duhl has posted International Developments in Consumer Financial Services Law 2007-2008 on SSRN with the following abstract: This Survey reviews international consumer financial services law developments in 2007 and 2008 (through August 15, 2008) in the areas of... [read post]
11 Jul 2008, 1:26 pm
House Financial Services Committee MarksUp Securities Act of 2008A bipartisan bill increasing the SEC's enforcement powers and requiring increased attention to accounting and auditing matters has been marked up by the House Financial Services Committee. [read post]
8 Jun 2017, 1:11 pm by Jobs
FINANCIAL SERVICES ASSOCIATE We are seeking a Financial Services attorney with 3-5 years’ experience and knowledge in commercial loan transactions, creditors’ rights, workouts, and collections. [read post]
1 Jul 2010, 7:23 am by Adam Levitin
Here is a Call for Papers for the Financial Institutions and Consumer Financial Services section of AALS.   [read post]
The Financial Services Act 2012 (the "Act"), which comes into force on 1 April 2013, contains the UK government's reforms of the UK financial services regulatory structure and will create a new regulatory framework for the supervision and management of the UK's banking and financial services industry. [read post]
15 Oct 2009, 11:54 am
House Financial Services Committee Approves Legislation Regulating OTC Derivatives MarketsThe House Financial Services Committee has approved legislation that would, for the first time ever, require the comprehensive regulation of the over-the-counter (OTC) derivatives marketplace. [read post]
27 Jan 2014, 3:30 pm by Sabrina I. Pacifici
 Postal financial services may appeal to many customers who feel abandoned by major financial institutions. [read post]
11 Jun 2014, 12:30 pm by Tina Shin
The CFPB will also be holding a field hearing on mobile financial services tomorrow. [read post]
23 Oct 2019, 8:50 pm by Daily Record Staff
Jason Lowy, senior vice president of wealth management in the Hunt Valley office of UBS Financial Services Inc., was named to the Financial Times’ 2019 list of 401 Top Retirement Advisers. [read post]
4 Jul 2012, 12:05 pm by James Hamilton
Wolters Kluwer Financial Services will host a web seminar on July 16, 2012, from 3-4 PM, on managing the complexities of European Union financial regulation and what UKfirms need to know right now to manage comply with financial regulations. [read post]