Posts tagged with: "financial+services" Results 1 - 20 of 82,626
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18 Apr 2024, 1:42 pm by My Khanh Ngo
Financial constraints force many applicants to use friends or family members to interpret. [read post]
Failing Firm Exemption In keeping with the stated goal to improve health care access and competition, the bill provides an exemption from the necessary notice and approval where the health care asset is financially unviable without the transaction. [read post]
These draft RTS cover the: Information to be provided by an ICT third–party service provider in the application for a voluntary request to be designated as critical under Article 31(11). [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
The new rule provides for a waiver from providing supplemental financial assurance, applicable to all lessees/grantees on a particular lease, ROW, or RUE, if at least one co-lessee/co-grantee has an investment grade credit rating issued by an NRSRO (at least BBB- on S&P Rating Services and Fitch Ratings, or at least Baa3 on Moody’s Investors Service), or an equivalent proxy credit rating as determined by BOEM based on a company’s audited… [read post]
18 Apr 2024, 6:38 am by Simon Lovegrove (UK)
The FIDA proposal seeks to enable consumers and firms to control access more efficiently to their financial data beyond payments thereby allowing them to benefit from financial products and services that are tailored to meet their needs while keeping in check associated risks. [read post]
The GP case The GP case arose when GP received, on three occasions, marketing letters from Juris (a provider of legal research services) despite having previously revoked his consent for, and exercised his right to object to, the use of his data for marketing purposes. [read post]
18 Apr 2024, 6:26 am by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
17 Apr 2024, 9:47 am by Eric Goldman
Good: This is yet another ruling illustrating how Section 230 protects not just “Big Tech” but also users of interactive computer services. [read post]
17 Apr 2024, 6:23 am by Simon Lovegrove (UK)
Recommendation 8 – sets out the need for active, transparent, and regular interactions with counterparties and third-party service providers in collateralised transactions. [read post]
17 Apr 2024, 5:28 am by Robert Kraft
When is it time to enlist the services of a car accident attorney, and why is this legal guidance essential? [read post]
17 Apr 2024, 1:41 am by Anita Edwards and Simon Lovegrove (UK)
Redress: avoiding appropriate schemes that protect consumers The webpage flags that some asset managers seek exemption from the Financial Ombudsman Service (FOS) and the Financial Services Compensation Scheme (FSCS) when this is not appropriate. [read post]
17 Apr 2024, 1:05 am by Kevin LaCroix
The latest example is the lawsuit filed late last week against medical testing and diagnostic company QuidelOrtho Corporation, whose testing services revenue declined as the coronavirus transition to endemic status. [read post]
16 Apr 2024, 7:58 pm by Sabrina I. Pacifici
As US Federal Reserve staff director Steve Malphrus said at a 2009 cable security conference, “When communications networks go down, the financial services sector does not grind to a halt. [read post]
16 Apr 2024, 4:08 pm by Rob Robinson
The UK’s strong academic institutions and its position as a global financial center continue to attract entrepreneurs from around the world. [read post]
16 Apr 2024, 3:26 pm by Yosi Yahoudai
Prosecutors accused Huizar of monetizing his elected position through “pay to play” schemes, securing more than $1.5 million in cash bribes, gambling chips, luxury hotel stays, political contributions, prostitute services, expensive meals and other financial benefits from developers with projects in his downtown district. [read post]
16 Apr 2024, 1:32 pm by The White Law Group
  FINRA BrokerCheck Report – Paul Trimber    According to this FINRA BrokerCheck report, Paul Trimber was affiliated with the following firms during his career in the securities industry:  07/01/2003 – 02/29/2024, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), ALEXANDRIA, VA,B, 08/13/1996 – 07/01/2003, PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471), NEW YORK, NY  The FINRA BrokerCheck tool is a free online tool that allows investors to… [read post]