Posts tagged with: "financial+services"
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23 Sep 2017, 5:18 pm
A Scarlet Letter “Forcing an attorney to have malpractice insurance to protect those who would use his services, or forcing him to disclose that he doesn’t have such coverage, will predominantly adversely impact new solo and small-firm lawyers, punishing them for a being new and financially tight. [read post]
23 Sep 2017, 11:03 am
As a result, the board does not have adequate assurance that goods and services are purchased at the best price. [read post]
23 Sep 2017, 12:02 am
ED FINANCIAL SERVICES Direct Link to Access Court Docket Through PACER: Access Docket in PACER Direct Link to Access Petition/Complaint Through PACER (Docket Number Links Directly to Petition/Complaint): Type: ap Office: 2 Chapter: [Complaint] (1) Party Name(s) & Case Number: 4:17-bk-11219 TUCSON ONE, LLC Direct Link to Access Court Docket Through PACER: Access Docket in PACER Direct Link to Access Petition/Complaint Through PACER (Docket Number Links Directly to… [read post]
22 Sep 2017, 11:28 am
Additionally, unlike the previous authorities to sanction luxury goods, arms and nuclear weapons technology trade, this E.O. gives the Secretary of the Treasury the authority to impose sanctions on any entity that deals in “significant importation from or exportation to North Korea of any goods, services, or technology. [read post]
22 Sep 2017, 11:21 am
This means it could be subject to the claims of their creditors or other financial problems. [read post]
22 Sep 2017, 11:21 am
This means it could be subject to the claims of their creditors or other financial problems. [read post]
22 Sep 2017, 11:02 am
The financial services industry is also fighting back against that comparison. [read post]
22 Sep 2017, 10:24 am
It establishes the right of your ex to receive a certain percentage of your pension or retirement and tells the financial service provider how that distribution should work. [read post]
22 Sep 2017, 10:10 am
Previous registrations include CCO Investment Services in Beachwood, Ohio; Fifth Third Securities in Twinsburg, Ohio; and Charles Schwab & Company in San Francisco, California. [read post]
22 Sep 2017, 10:05 am
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 22, 2017 indicate that former California-based Fidelity Brokerage Services broker/adviser Mehran Tazhibi, also known as Ron Tazhibi, has been sanctioned by FINRA and suspended from acting as a broker. [read post]
22 Sep 2017, 10:01 am
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 22, 2017 indicate that New York-based Snowden Account Services broker/adviser Woong Hwang, also known as Peter Hwang, was terminated from his former employer in connection to alleged rule violations. [read post]
22 Sep 2017, 9:53 am
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 22, 2017 indicate that former New York-based Wells Fargo Clearing Services broker/adviser Vincent Meleco was terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. [read post]
22 Sep 2017, 9:05 am
The SSA gathers information about the deaths of beneficiaries from relatives and friends, state and federal agencies, financial institutions and funeral homes. [read post]
22 Sep 2017, 8:23 am
Future Care Health Services, Inc., ___ A.D. ___ (2nd Dept. 2017), adopted the First Department’s ruling. [read post]
22 Sep 2017, 7:44 am
The FCA has published Occasional Paper No. 31 on the ageing population and financial services. [read post]
22 Sep 2017, 7:24 am
The FCC regularly embraces this rationale as occurred when it permitted the two satellite services Sirius and XM to merge. [read post]
22 Sep 2017, 6:54 am
— Texas Monthly Digging out with fewer hands — Recovery is no sure thing in the small Texas towns wrecked by Hurricane Harvey — Austin American-Statesman Hensarling to flood victims: ‘At some point, God’s telling you to move’ — House Financial Services Committee Chairman Jeb Hensarling said Thursday that for victims of repeat flooding, “at some point, God’s telling you to move. [read post]
22 Sep 2017, 3:50 am
Companies must be made to get serious about cybersecurity – at a time when many firms have financial incentives not to, also. [read post]
22 Sep 2017, 3:35 am
TrustedID Premier is a credit monitoring service that is only initially free and that does NOT fully protect a consumer. [read post]
22 Sep 2017, 12:02 am
Bankruptcy Court for the Northern District of Georgia Party Name(s) & Case Number: 17-01044 Georgia Department of Human Services v. [read post]