Posts tagged with: "financial+services"
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1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
11 May 2012, 5:08 am
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
20 Jun 2016, 8:23 am
This report examines how the financial services industry uses these clauses to defeat consumers’ rights and evade accountability for their wrongdoing. [read post]
15 Dec 2021, 12:59 pm
They invested $200K in Northstar (Bermuda) at the recommendation of Bankoh Investment Services financial advisor Yoko Farias. [read post]
8 Dec 2022, 8:04 am
On 8 December 2022, the Financial Services and Markets Bill completed all of its stages in the House of Commons and moved to the House of Lords for further consideration. [read post]
28 Sep 2015, 8:45 am
Thomas Franchoo, Niels Baeten and Lukas Solek, all Linklaters discuss The Application of European Competition Law in the Financial Services Sector. [read post]
11 Jul 2012, 6:00 am
Daniel Sokol Thomas Franchoo and Marcus Pollard (both Linklaters) describe The Application of European Competition Law in the Financial Services Sector. [read post]
9 Dec 2019, 12:38 pm
Google has updated its financial products and services policy to restrict the advertisement of debt settlement, debt management services, and credit repair services. [read post]
8 Jun 2023, 2:45 pm
Stonegate Capital Partners Updates Coverage on Eagle Financial Services, Inc. [read post]
1 Feb 2024, 11:51 am
No BigTech subsidiaries were reported as carrying out financial services in the securities and markets sector. [read post]
1 Feb 2024, 11:51 am
No BigTech subsidiaries were reported as carrying out financial services in the securities and markets sector. [read post]
29 Jul 2024, 11:34 am
New Jersey based UBS Financial Services, Inc. has a lot to answer for according to a recent filing from the Financial Industry Regulatory Authority. [read post]
29 May 2008, 3:55 am
TPG is apparently betting big on financial services deals. [read post]
6 Oct 2022, 7:43 pm
Shepherd Smith Edwards and Kantas Continues To Represent Northstar Financial Services (Bermuda) Investors With Brokerage Firm Arbitration Claims Our expert Northstar Financial Services (Bermuda) Brokerage Firm Arbitration attorneys at Shepherd Smith Edwards and Kantas are continuing to investigate claims by investors seeking to recover losses they sustained in this obscure, offshore entity. [read post]
23 Sep 2020, 7:44 pm
Jonathan Murray, a financial adviser and managing director of wealth management at UBS Financial Services, was named to the 2020 Forbes/SHOOK Top 250 Wealth Advisors list. [read post]
22 Oct 2019, 11:30 am
Tomorrow, October 23, the House Committee on Financial Services will hold a hearing entitled “An Examination of Facebook and Its Impact on the Financial Services and Housing Sectors. [read post]
19 Dec 2018, 12:04 pm
The post New York Department of Financial Services Superintendent to Step Down appeared first on Insurance & Reinsurance. [read post]
17 Sep 2009, 10:04 am
Chicago Partner Bruce Balonick is presenting a workshop entitled “Legal and Tax issues in buying and selling off a financial service business” at the Financial Service Centers of America 2009 Conference in Colorado Springs on October 22-25. [read post]
21 Jun 2014, 5:13 pm
” Read the Secret Trade in Services Agreement (TISA) – Financial Services Annex Read the Analysis Article – Secret Trade in Services Agreement (TISA) – Financial Services Annex [read post]
