Posts tagged with: "financial+services"
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9 Apr 2025, 9:17 am
The FAQs provide important guidance regarding the types of transactions and entities that are covered under the law, how to evaluate the financial thresholds for reportability, and the expected content of the notice. [read post]
9 Apr 2025, 8:35 am
Funders dedicated to the sector actively market their services to law firms, but some asset managers choose to remain below the fray with their presence only revealed in court documents or regulatory filings, if at all. [read post]
9 Apr 2025, 8:29 am
In the typical e-commerce transaction, a human user selects products or services for purchase and proceeds to checkout, which culminates in the user clicking “I Agree” or “Purchase. [read post]
9 Apr 2025, 7:51 am
These documents are required in all branches of the military in certain cases when a service member deploys or is relocated. [read post]
9 Apr 2025, 7:20 am
On 9 April 2025, the European Securities and Markets Authority (ESMA) published a letter from its chair to Maria Luís Albuquerque (Commissioner for Financial Services and the Savings and Investments Union, DG FISMA) regarding the qualification of fractional shares under the Markets in Financial Instruments Directive II (MiFID II). [read post]
9 Apr 2025, 7:18 am
The Final Report now published by ESMA focuses on the changes in MiFID II related to the payment for research and execution services. [read post]
9 Apr 2025, 7:17 am
In this context the FPC is focusing on the greater use of AI in banks’ and insurers’ core financial decision-making, the greater use of AI in financial markets and operational risks in relation to AI service providers. [read post]
9 Apr 2025, 7:00 am
Plan Ahead for Peace of Mind When choosing an executor, consider their trustworthiness, financial judgment, and legal eligibility. [read post]
9 Apr 2025, 7:00 am
Plan Ahead for Peace of Mind When choosing an executor, consider their trustworthiness, financial judgment, and legal eligibility. [read post]
9 Apr 2025, 7:00 am
Mr Yusuf responded by explaining that he does not have an official role in FleetPartners, but he provides pro bono services to the company. [read post]
9 Apr 2025, 6:24 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Riccomini (Riccomini), previously associated with PFS Investments Inc., has at least one disclosable event. [read post]
9 Apr 2025, 6:22 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Falzone (Falzone), currently associated with Equity Services, Inc., has at least one disclosable event. [read post]
9 Apr 2025, 6:21 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincenzo Garganese (Garganese), currently associated with MML Investors Services, LLC, has at least one disclosable event. [read post]
9 Apr 2025, 6:19 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cody Coffey (Coffey), previously associated with Allstate Financial Services, LLC, has at least 2 disclosable events. [read post]
9 Apr 2025, 5:33 am
” Why This Guide Matters—Now More Than Ever Across in-house legal teams, law firms, and service providers, professionals are tasked with decisions that carry technical, financial, and strategic weight. [read post]
9 Apr 2025, 4:00 am
This career is about people so taking the time to understand how people work, what makes them excited is key to getting the most out of them Marketing or business development experience in other professional services provides valuable transferable skills to the legal profession – accounting, engineering, and financial services to name a few Legal industry knowledge is helpful but not always required. [read post]
9 Apr 2025, 1:19 am
Service members with kidney cancer can get more than just healthcare benefits. [read post]
8 Apr 2025, 9:05 pm
That banks may choose their regulator has led the banking agencies in the past to maintain different regulatory restrictions, resulting in a so-called “competition in laxity” that partially caused the last two financial crises. [read post]
8 Apr 2025, 9:05 pm
President Trump is also trying to undermine civil services laws. [read post]
8 Apr 2025, 9:01 pm
This relentless drive, while financially rewarding, can lead to burnout. [read post]
