Posts tagged with: "financial+services"
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24 Jun 2022, 3:16 am
The scope of the inquiry included the impact so far on the UK financial services sector of the UK’s exit from the Single Market; the impact of the absence of a functioning framework for UK-EU regulatory cooperation; the future of cross-border financial services in the absence of equivalence; and the impact of regulatory divergence and agreements with third countries on UK-EU financial services trade. [read post]
20 Apr 2021, 3:03 pm
Capital Financial Services, Inc. was formed in August 1980 and was headquartered in Minot, North Dakota. [read post]
28 Mar 2024, 2:40 am
Even though unions currently represent only about 1.3% of the financial services industry, they’re looking to organize financial services employees. [read post]
28 Mar 2024, 2:40 am
Even though unions currently represent only about 1.3% of the financial services industry, they’re looking to organize financial services employees. [read post]
13 Jan 2022, 8:19 am
FINRA, the federal securities industry regulator, has settled charges with McNally Financial Services Corporation that the broker-dealer failed “to develop appropriate oversight procedures for sales of non-traditional exchange traded products (ETFs). [read post]
31 Aug 2021, 11:14 am
The Department of Financial Services supervises and regulates the activities of insurance companies and banking and financial institutions in New York. [read post]
13 Jan 2022, 11:31 am
We look at the legal considerations that should be addressed when developing subscriptions for consumer financial products and services. [read post]
8 Feb 2022, 4:33 am
The Order amends the Financial Services and Markets Act 2000 (Exemption) Order 2001 (the Exemption Order), which provides for certain persons to be exempt from the general prohibition imposed by section 19 of the Financial Services and Markets Act 2000. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Feb 2022, 10:00 pm
The Financial Services and Markets Bill 2022, the goal of which is to address risks and challenges that impact institutions across the financial sector, was recently moved for first reading in the Parliament of Singapore on 14 February. [read post]
28 Jan 2013, 2:15 pm
The College promotes public understanding of consumer financial services law through education and advances the quality of consumer financial services law and recognizes those who have made significant contributions to the field of consumer financial services. [read post]
12 Oct 2022, 8:54 pm
September saw a variety of regulatory changes from ASIC, APRA, AUSTRAC and ACCC in the financial services sector. [read post]
9 Aug 2011, 2:21 pm
Daniel Sokol Emanuela Lecchi (Watson, Farley & Williams) discusses Financial Services and Competition Law in the United Kingdom: The Quest for Pro-Competitive Objectives and Financial Tools. [read post]
9 Aug 2011, 2:21 pm
Daniel Sokol Emanuela Lecchi (Watson, Farley & Williams) discusses Financial Services and Competition Law in the United Kingdom: The Quest for Pro-Competitive Objectives and Financial Tools. [read post]
17 Oct 2023, 7:25 am
Ocean Financial Services Raymond James & Associates Raymond James Financial Services Suntrust Investment Services Truist Investment Services United Nations Federal Credit Union (UNFCU) Unionbanc Investment Services Greg Lindberg Northstar Financial Services (Bermuda) was one of several insurance companies bought by financier Greg Lindberg in 2018 through his Bermuda holding companies. [read post]
20 Jun 2023, 11:00 am
On 20 June 2023, the House of Lords announced that the Financial Services and Markets Bill has completed the last of its Lords stages. [read post]
