Posts tagged with: "financial+services"
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5 Oct 2009, 1:42 pm
Case in point: Woodbury Financial Services. [read post]
13 Apr 2023, 1:32 pm
The firm was formerly known as Sterne Agee Financial Services. [read post]
24 Sep 2018, 6:12 am
In its report on Nonbank Financials, Fintech, and Innovation released on July 31st, the Treasury Department (“Treasury”) generally embraced AI and recommended facilitating the further development and incorporation of such technologies into the financial services industry to realize the potential the technologies can provide for financial services and the broader economy. [read post]
24 Apr 2013, 7:49 am
More on the subject is available at the House Financial Services Committee’s blog: http://financialservices.house.gov/blog/? [read post]
23 Feb 2022, 7:56 am
On 21 February 2022, there was published on the legislation.gov.uk website The Financial Services Act 2021 (Commencement No. 4) Regulations 2022. [read post]
10 Aug 2020, 2:01 pm
Before working at Woodbury Financial Services, Inc. [read post]
2 Dec 2022, 2:38 am
On 31 November 2022, HM Treasury published the Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendments) Order 2022. [read post]
21 Dec 2012, 6:25 am
As a member of our Consumer Financial Services Group, Glen will counsel financial institutions on regulatory and transactional matters. [read post]
18 Dec 2019, 3:59 pm
Brian Sacks, a Baltimore-area branch manager and mortgage loan originator with Homebridge Financial Services Inc., received the Unsung Hero award from the Greater Baltimore Board of Realtors. [read post]
15 May 2011, 12:08 pm
,com, LLC can benefit from a suite of financial planning services to benefit them, their clients and their respective families. [read post]
9 Dec 2022, 7:31 am
This Policy Statement sets out the government’s approach to repealing and replacing retained EU law on financial services in order to deliver a regulatory model based on the Financial Services and Markets Act 2000 (FSMA). [read post]
4 Dec 2023, 7:38 am
Financial services firms regulated in the UK by both the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have long caused confusion, particularly in international financial services groups, with their complex regulatory pay structures and infamous bonus cap. [read post]
20 Nov 2009, 10:00 am
On Nov. 18 the House Financial Services Committee passed an amendment offered by Congressman Paul E. [read post]
28 Jan 2022, 6:33 am
” The post Senate Confirms Hochul’s Pick to Head Department of Financial Services appeared first on Insurance & Reinsurance. [read post]
29 Nov 2017, 8:37 am
We address these important issues and what financial services employers should know about them: The Weinstein Effect: #MeToo Allegations in the Financial Services Industry CEO Pay Ratio: It’s Not Too Late to Calculate! [read post]
30 Mar 2021, 7:13 am
The post New York Department of Financial Services Issues Proposed Guidance for Managing the Financial Risks of Climate Change appeared first on Insurance & Reinsurance. [read post]
27 Feb 2024, 3:35 am
One of the tools introduced by Financial Services Markets Act 2023 (FSMA 2023) is new section 138BA of the Financial Services and Markets Act 2000 (FSMA), which provides a power for HM Treasury to make regulations to grant the financial services regulators the ability to disapply or modify rules made by the regulators under FSMA. [read post]
24 Aug 2023, 7:43 am
The Act amends the Financial Services and Markets Act 2000 to provide for a new Gibraltar authorisation regime, enabling Gibraltar-based financial services firms to operate in the UK if certain conditions are met. [read post]
14 Aug 2019, 5:32 am
In the financial services industry, investigations by the government or self-regulatory organizations are commonplace, and because they inevitably involve employee conduct (or misconduct), there is frequently an internal employment-related investigatory component. [read post]
24 Sep 2007, 11:08 am
The UK's financial services regulator has 'roadshows' to help small firms understand common areas which are currently topical in their industry sector.... [read post]
