Posts tagged with: "financial+services"
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28 Jan 2013, 2:15 pm
The College promotes public understanding of consumer financial services law through education and advances the quality of consumer financial services law and recognizes those who have made significant contributions to the field of consumer financial services. [read post]
12 Oct 2022, 8:54 pm
September saw a variety of regulatory changes from ASIC, APRA, AUSTRAC and ACCC in the financial services sector. [read post]
9 Aug 2011, 2:21 pm
Daniel Sokol Emanuela Lecchi (Watson, Farley & Williams) discusses Financial Services and Competition Law in the United Kingdom: The Quest for Pro-Competitive Objectives and Financial Tools. [read post]
9 Aug 2011, 2:21 pm
Daniel Sokol Emanuela Lecchi (Watson, Farley & Williams) discusses Financial Services and Competition Law in the United Kingdom: The Quest for Pro-Competitive Objectives and Financial Tools. [read post]
17 Oct 2023, 7:25 am
Ocean Financial Services Raymond James & Associates Raymond James Financial Services Suntrust Investment Services Truist Investment Services United Nations Federal Credit Union (UNFCU) Unionbanc Investment Services Greg Lindberg Northstar Financial Services (Bermuda) was one of several insurance companies bought by financier Greg Lindberg in 2018 through his Bermuda holding companies. [read post]
20 Jun 2023, 11:00 am
On 20 June 2023, the House of Lords announced that the Financial Services and Markets Bill has completed the last of its Lords stages. [read post]
5 Oct 2009, 1:42 pm
Case in point: Woodbury Financial Services. [read post]
13 Apr 2023, 1:32 pm
The firm was formerly known as Sterne Agee Financial Services. [read post]
24 Sep 2018, 6:12 am
In its report on Nonbank Financials, Fintech, and Innovation released on July 31st, the Treasury Department (“Treasury”) generally embraced AI and recommended facilitating the further development and incorporation of such technologies into the financial services industry to realize the potential the technologies can provide for financial services and the broader economy. [read post]
24 Apr 2013, 7:49 am
More on the subject is available at the House Financial Services Committee’s blog: http://financialservices.house.gov/blog/? [read post]
23 Feb 2022, 7:56 am
On 21 February 2022, there was published on the legislation.gov.uk website The Financial Services Act 2021 (Commencement No. 4) Regulations 2022. [read post]
10 Aug 2020, 2:01 pm
Before working at Woodbury Financial Services, Inc. [read post]
2 Dec 2022, 2:38 am
On 31 November 2022, HM Treasury published the Financial Services and Markets Act 2000 (Qualifying Provisions) (Amendments) Order 2022. [read post]
21 Dec 2012, 6:25 am
As a member of our Consumer Financial Services Group, Glen will counsel financial institutions on regulatory and transactional matters. [read post]
18 Dec 2019, 3:59 pm
Brian Sacks, a Baltimore-area branch manager and mortgage loan originator with Homebridge Financial Services Inc., received the Unsung Hero award from the Greater Baltimore Board of Realtors. [read post]
15 May 2011, 12:08 pm
,com, LLC can benefit from a suite of financial planning services to benefit them, their clients and their respective families. [read post]
9 Dec 2022, 7:31 am
This Policy Statement sets out the government’s approach to repealing and replacing retained EU law on financial services in order to deliver a regulatory model based on the Financial Services and Markets Act 2000 (FSMA). [read post]
20 Nov 2009, 10:00 am
On Nov. 18 the House Financial Services Committee passed an amendment offered by Congressman Paul E. [read post]
4 Dec 2023, 7:38 am
Financial services firms regulated in the UK by both the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have long caused confusion, particularly in international financial services groups, with their complex regulatory pay structures and infamous bonus cap. [read post]
28 Jan 2022, 6:33 am
” The post Senate Confirms Hochul’s Pick to Head Department of Financial Services appeared first on Insurance & Reinsurance. [read post]