Posts tagged with: "financial+services"
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13 Apr 2023, 1:32 pm
The firm was formerly known as Sterne Agee Financial Services. [read post]
21 Dec 2012, 6:25 am
As a member of our Consumer Financial Services Group, Glen will counsel financial institutions on regulatory and transactional matters. [read post]
18 Dec 2019, 3:59 pm
Brian Sacks, a Baltimore-area branch manager and mortgage loan originator with Homebridge Financial Services Inc., received the Unsung Hero award from the Greater Baltimore Board of Realtors. [read post]
15 May 2011, 12:08 pm
,com, LLC can benefit from a suite of financial planning services to benefit them, their clients and their respective families. [read post]
20 Nov 2009, 10:00 am
On Nov. 18 the House Financial Services Committee passed an amendment offered by Congressman Paul E. [read post]
4 Dec 2023, 7:38 am
Financial services firms regulated in the UK by both the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have long caused confusion, particularly in international financial services groups, with their complex regulatory pay structures and infamous bonus cap. [read post]
30 Mar 2021, 7:13 am
The post New York Department of Financial Services Issues Proposed Guidance for Managing the Financial Risks of Climate Change appeared first on Insurance & Reinsurance. [read post]
9 Dec 2022, 7:31 am
This Policy Statement sets out the government’s approach to repealing and replacing retained EU law on financial services in order to deliver a regulatory model based on the Financial Services and Markets Act 2000 (FSMA). [read post]
28 Jan 2022, 6:33 am
” The post Senate Confirms Hochul’s Pick to Head Department of Financial Services appeared first on Insurance & Reinsurance. [read post]
29 Nov 2017, 8:37 am
We address these important issues and what financial services employers should know about them: The Weinstein Effect: #MeToo Allegations in the Financial Services Industry CEO Pay Ratio: It’s Not Too Late to Calculate! [read post]
27 Feb 2024, 3:35 am
One of the tools introduced by Financial Services Markets Act 2023 (FSMA 2023) is new section 138BA of the Financial Services and Markets Act 2000 (FSMA), which provides a power for HM Treasury to make regulations to grant the financial services regulators the ability to disapply or modify rules made by the regulators under FSMA. [read post]
29 Oct 2024, 9:55 am
These Regulations are the seventh commencement Regulations made under the Financial Services and Markets Act 2023 (FSMA 2023). [read post]
24 Aug 2023, 7:43 am
The Act amends the Financial Services and Markets Act 2000 to provide for a new Gibraltar authorisation regime, enabling Gibraltar-based financial services firms to operate in the UK if certain conditions are met. [read post]
14 Aug 2019, 5:32 am
In the financial services industry, investigations by the government or self-regulatory organizations are commonplace, and because they inevitably involve employee conduct (or misconduct), there is frequently an internal employment-related investigatory component. [read post]
21 Oct 2016, 5:00 am
Thomas Franchoo, Niels Baeten and Jennifer Baker, all Linklaters explore The Application of European Competition Law in the Financial Services Sector. [read post]
22 Apr 2017, 8:00 am
Securities and Financial Services Regulation, 17 Singapore Academy of L. [read post]
7 Feb 2011, 3:19 pm
The House Financial Services Committee, under the leadership of Representative Bachus, has announced its agenda: During the 112th Congress, the Committee will be at the forefront of an effort to end the bailout of Fannie Mae and Freddie Mac. [read post]
24 Sep 2007, 11:08 am
The UK's financial services regulator has 'roadshows' to help small firms understand common areas which are currently topical in their industry sector.... [read post]
19 Apr 2016, 12:22 pm
UBS Financial Services announced that Jonathan P. [read post]
4 Nov 2010, 3:48 pm
The incoming Chair of the House Financial Services Committee urged federal financial regulators to interpret the Volcker provisions of the Dodd-Frank Act in a way that does not disadvantage US financial firms in competition with EU firms. [read post]
