Posts tagged with: "financial+services" Results 281 - 300 of 82,679
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Jun 2022, 3:17 am by Simon Lovegrove (UK)
On 23 June 2022, the House of Commons’ Treasury Committee published a report on future parliamentary scrutiny of financial services regulations. [read post]
30 Oct 2009, 2:24 pm
Geithner's Written Testimony before House Financial Services Committee (October 29) [read post]
4 Jul 2017, 4:30 am by Rose Walker, staff
PwC director Steve Murphy will lead the new consultancy offering for financial services clients [read post]
10 Sep 2007, 5:14 am
Judging by its recent hiring spree, it seems the Carlyle Group sees green in the financial services industry. [read post]
12 Jun 2016, 7:15 pm by Sabrina I. Pacifici
Burke, Jeremy and Hung, Angela and Clift, Jack and Garber, Steven and Yoong, Joanne, Impacts of Conflicts of Interest in the Financial Services Industry (February 4, 2015). [read post]
1 Mar 2024, 12:21 am by Anita Edwards and Simon Lovegrove (UK)
On 29 February 2024, the Financial Services and Markets Act 2023 (Commencement No. 5) Regulations 2024 were made and published on legislation.gov.uk. [read post]
26 Mar 2015, 7:46 pm by Sabrina I. Pacifici
News release: “The use of mobile phones to access bank accounts, credit cards, or other financial accounts continued to increase among adults in the United States last year, according to a Federal Reserve Board report, Consumers and Mobile Financial Services 2015. [read post]
16 Aug 2021, 6:40 am by Mark J. Furletti
  The Institute is hosted annually by the Consumer Financial Services Committee of the American Bar Association. [read post]
30 Nov 2021, 8:45 pm by Simon Lovegrove (UK)
On 29 November 2021, the Financial Conduct Authority (FCA) published Policy Statement 21/18 ‘Restricting CMC charges for financial products and services claims’ (PS21/18). [read post]
20 Dec 2023, 12:28 am by Simon Lovegrove (UK) and Anita Edwards
The Financial Services and Markets Act 2023 (FSMA 2023) repeals retained EU law (REUL) relating to financial services, to enable the Government to deliver its Smarter Regulatory Framework for financial services. [read post]
In the latest episodes of our Regulation Tomorrow podcasts: Jonathan Herbst and Hannah Meakin provide a high-level overview of the Financial Services and Markets Bill which was introduced on the 20 July 2022 (Apple podcasts / Spotify). [read post]
19 Oct 2012, 7:00 am by Jay Eng
FINRA regulators have entered into a settlement with EKN Financial Services, Anthony Ottimo, Sr. and Thomas Giugliano resulting in the expulsion of EKN from FINRA. [read post]
ASIC released further industry guidance for its expectations regarding sustainability disclosure and has released the remade instruments on disclosure relief for product disclosure statements, Financial Service Guides and superannuation dashboards. [read post]
19 Oct 2012, 7:00 am by Jay Eng
FINRA regulators have entered into a settlement with EKN Financial Services, Anthony Ottimo, Sr. and Thomas Giugliano resulting in the expulsion of EKN from FINRA. [read post]
30 Apr 2015, 3:23 pm by Anne Wallace, Esq.
An employee of a financial services firm, whose compensation consists of fees and commissions, asks whether it is legal for his employer to require him to reimburse a client directly for any losses the client suffers because of a trading error. [read post]
19 Feb 2010, 11:10 am by Simon Lester
I agree with the WTO Secretariat that WTO financial services commitments played little, if any, role in the financial crisis. [read post]
On 5 September 2023, the Financial Services Consumer Panel (FSCP) published a final report on financial services firms’ personal data use, in which it considers whether that use is leading to bias and detriment for consumers with protected characteristics. [read post]