Posts tagged with: "financial+services"
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24 Jun 2019, 2:50 pm
Financial Conduct Authority to work in certain positions in the financial services industry. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
28 Mar 2022, 8:59 am
It also contains the final rules for the Financial Services Compensation Scheme (FSCS) Management Expenses Levy Limit (MELL) for 2022/23. [read post]
25 Mar 2011, 9:06 am
In the joint letter, the Financial Services Roundtable and the American Bankers Association said that the costs to the banking and financial services industry of preventing and detecting data breaches, and notifying customers when their information is at risk of misuse, is already huge. [read post]
29 Nov 2017, 8:37 am
We address these important issues and what financial services employers should know about them: The Weinstein Effect: #MeToo Allegations in the Financial Services Industry CEO Pay Ratio: It’s Not Too Late to Calculate! [read post]
25 Jun 2019, 6:00 am
M&A activity in the financial services sector has opened with a solid start. [read post]
14 Mar 2009, 11:59 pm
The Financial Ombudsman Service reports that it has seen a significant increase in the number of new disputes received. [read post]
17 Mar 2022, 9:04 am
By way of background, Council Regulation (EU) No 833/2014 defines “investment services” as: (i) reception and transmission of orders in relation to one or more financial instruments; (ii) execution of orders on behalf of clients; (iii) dealing on own account; (iv) portfolio management; (v) investment advice; (vi) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis; (vii) placing of financial… [read post]
9 Sep 2022, 5:23 am
On 7 September 2022, the Financial Services and Markets Bill had its Second Reading in the House of Commons. [read post]
4 Oct 2013, 4:19 am
The Advantages of the UK’s Patent Box for the Financial Services Industry In April of this year the UK’s Patent Box legislation came into force. [read post]
4 Oct 2013, 4:19 am
The Advantages of the UK’s Patent Box for the Financial Services Industry In April of this year the UK’s Patent Box legislation came into force. [read post]
7 Dec 2015, 2:04 pm
Candidate 2016, Pace Law School The mission of the New York State Department of Financial Services (DFS) is “to reform the regulation of financial services in New York to keep pace with the rapid and dynamic evolution of these industries, to guard against financial crises and to protect consumers and markets from fraud. [read post]
31 Jul 2012, 3:12 pm
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses. [read post]
9 Nov 2020, 12:59 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
1 Jun 2021, 3:18 pm
Investment products sponsored by Northstar Financial Services (Bermuda) include the following: * Global VIP Elite Continue reading The post Investors in Investments Sponsored By Northstar Financial Services (Bermuda) May Have Legal Claims appeared first on Investor Lawyers Blog. [read post]
8 Jan 2018, 10:22 am
Mork will join Brian Johnson, another former House Financial Services Committee staff member who is also reported to now be working for the CFPB. [read post]
4 Apr 2024, 3:46 am
On Tuesday 9 April 2024, as part of our UK In-house legal forum training programme, we will be running a webinar on ESG and greenwashing in financial services. [read post]
1 Sep 2009, 2:26 am
Amro International SA and anr v Financial Services Authority and ors; [2009] WLR (D) 288 “Although the purpose of ss 169-172 of the Financial Services and Markets Act 2000 was to facilitate investigation in support of overseas regulators and such co-operation was desirable in order to maintain the regulation of financial markets and banks, the nature [...] [read post]
