Posts tagged with: "financial+services"
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25 Jun 2019, 6:00 am
M&A activity in the financial services sector has opened with a solid start. [read post]
14 Mar 2009, 11:59 pm
The Financial Ombudsman Service reports that it has seen a significant increase in the number of new disputes received. [read post]
17 Mar 2022, 9:04 am
By way of background, Council Regulation (EU) No 833/2014 defines “investment services” as: (i) reception and transmission of orders in relation to one or more financial instruments; (ii) execution of orders on behalf of clients; (iii) dealing on own account; (iv) portfolio management; (v) investment advice; (vi) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis; (vii) placing of financial… [read post]
4 Oct 2013, 4:19 am
The Advantages of the UK’s Patent Box for the Financial Services Industry In April of this year the UK’s Patent Box legislation came into force. [read post]
4 Oct 2013, 4:19 am
The Advantages of the UK’s Patent Box for the Financial Services Industry In April of this year the UK’s Patent Box legislation came into force. [read post]
9 Sep 2022, 5:23 am
On 7 September 2022, the Financial Services and Markets Bill had its Second Reading in the House of Commons. [read post]
7 Dec 2015, 2:04 pm
Candidate 2016, Pace Law School The mission of the New York State Department of Financial Services (DFS) is “to reform the regulation of financial services in New York to keep pace with the rapid and dynamic evolution of these industries, to guard against financial crises and to protect consumers and markets from fraud. [read post]
31 Jul 2012, 3:12 pm
The crisis came at the end of a decades-long transformation of the U.S. financial services sector that blurred the boundaries between banking and securities businesses. [read post]
9 Nov 2020, 12:59 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
1 Jun 2021, 3:18 pm
Investment products sponsored by Northstar Financial Services (Bermuda) include the following: * Global VIP Elite Continue reading The post Investors in Investments Sponsored By Northstar Financial Services (Bermuda) May Have Legal Claims appeared first on Investor Lawyers Blog. [read post]
8 Jan 2018, 10:22 am
Mork will join Brian Johnson, another former House Financial Services Committee staff member who is also reported to now be working for the CFPB. [read post]
4 Sep 2024, 7:21 am
These Regulations are the seventh commencement Regulations made under the Financial Services and Markets Act 2023 (FSMA 2023). [read post]
4 Apr 2024, 3:46 am
On Tuesday 9 April 2024, as part of our UK In-house legal forum training programme, we will be running a webinar on ESG and greenwashing in financial services. [read post]
7 May 2018, 4:15 pm
A federal investigation of a company in Irvine that offers financial and insurance services has led to charges for three executives of the firm who have allegedly been found to have stolen investments totaling over $4 million from several elderly clients. 50-year-old Mehmet Fatih Biyikoglu is the CEO and founder of Five Star Financial Services, LLC, a financial management and insurance firm in Orange County. 58-year-old Anna Marie Holt serves as the… [read post]
1 Sep 2009, 2:26 am
Amro International SA and anr v Financial Services Authority and ors; [2009] WLR (D) 288 “Although the purpose of ss 169-172 of the Financial Services and Markets Act 2000 was to facilitate investigation in support of overseas regulators and such co-operation was desirable in order to maintain the regulation of financial markets and banks, the nature [...] [read post]
29 Jan 2018, 8:59 am
., the Financial Institutions and Consumer Credit Subcommittee of the House Financial Services Committee will hold a hearing, “Examining Opportunities and Challenges in the Financial Technology (“Fintech”) Marketplace. [read post]
2 Jul 2024, 4:00 am
Review questions and answers from leading law firms on topics ranging from frequent causes of action brought against banks and other financial services providers to specific procedural rules that apply to financial services litigation in each jurisdiction. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
