Posts tagged with: "financial+services"
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4 Sep 2024, 7:21 am
These Regulations are the seventh commencement Regulations made under the Financial Services and Markets Act 2023 (FSMA 2023). [read post]
1 Sep 2009, 2:26 am
Amro International SA and anr v Financial Services Authority and ors; [2009] WLR (D) 288 “Although the purpose of ss 169-172 of the Financial Services and Markets Act 2000 was to facilitate investigation in support of overseas regulators and such co-operation was desirable in order to maintain the regulation of financial markets and banks, the nature [...] [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
30 Jun 2022, 3:30 am
The post Introducing The Daily Record’s Power 30 Banking & Financial Services 2022 first appeared on Maryland Daily Record. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
18 May 2009, 11:50 am
Daniel Sokol Mamiko Yokoi-Arai (OECD) and Masamichi Kono (Financial Services Agency Japan) address Dissecting Regional Integration in Financial Services from the Competition Policy and Trade Policy Perspectives. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
7 May 2018, 4:15 pm
A federal investigation of a company in Irvine that offers financial and insurance services has led to charges for three executives of the firm who have allegedly been found to have stolen investments totaling over $4 million from several elderly clients. 50-year-old Mehmet Fatih Biyikoglu is the CEO and founder of Five Star Financial Services, LLC, a financial management and insurance firm in Orange County. 58-year-old Anna Marie Holt serves as the… [read post]
29 Jan 2018, 8:59 am
., the Financial Institutions and Consumer Credit Subcommittee of the House Financial Services Committee will hold a hearing, “Examining Opportunities and Challenges in the Financial Technology (“Fintech”) Marketplace. [read post]
14 Dec 2017, 8:30 am
The Canadian Competition Bureau has released its final version report TECHNOLOGY-LED INNOVATION IN THE CANADIAN FINANCIAL SERVICES SECTOR: A MARKET STUDY. [read post]
16 Dec 2024, 8:48 am
The post 7 Tech Challenges Facing Financial Services Law Departments appeared first on Above the Law. [read post]
25 Feb 2010, 11:44 am
Written Testimony before the House Financial Services Committee, Kenneth R. [read post]
5 Aug 2024, 9:29 am
Call for evidence on FCA and PRA secondary objective The Committee has also reopened its call for evidence on the FCA and PRA’s secondary international competitiveness and growth objective (which was given to them under the Financial Services and Markets Act 2023). [read post]
4 Apr 2024, 3:46 am
On Tuesday 9 April 2024, as part of our UK In-house legal forum training programme, we will be running a webinar on ESG and greenwashing in financial services. [read post]
12 Nov 2024, 3:10 am
Background The Financial Services and Markets Act 2023 inserted a new Part 5A into the Financial Services and Markets Act 2000 (FSMA 2000), which allows HM Treasury to make regulations to ‘designate’ activities related to financial markets financial markets exchanges, instruments, products, or investments, and contains powers for the Financial Conduct Authority (FCA) to make rules and give directions relating to designated… [read post]
28 Feb 2023, 2:39 pm
Join members of Kelley Drye’s Advertising, Privacy, and Financial Services teams on March 8, 2023 at 12:30-1:30 ET for an overview of hot topics and issues to watch for in 2023 in fintech and financial services. [read post]
2 Jul 2024, 4:00 am
Review questions and answers from leading law firms on topics ranging from frequent causes of action brought against banks and other financial services providers to specific procedural rules that apply to financial services litigation in each jurisdiction. [read post]
