Posts tagged with: "financial+services"
Results 361 - 380
of 83,456
Sorted by Relevance
|
Sort by Date
25 Feb 2010, 11:44 am
Written Testimony before the House Financial Services Committee, Kenneth R. [read post]
14 Dec 2017, 8:30 am
The Canadian Competition Bureau has released its final version report TECHNOLOGY-LED INNOVATION IN THE CANADIAN FINANCIAL SERVICES SECTOR: A MARKET STUDY. [read post]
17 Jun 2024, 9:20 am
Department of the Treasury (“Treasury”) has released a Request for Information on the Uses, Opportunities, and Risks of Artificial Intelligence (“AI”) in the Financial Services Sector (“RFI”). [read post]
28 Feb 2023, 2:39 pm
Join members of Kelley Drye’s Advertising, Privacy, and Financial Services teams on March 8, 2023 at 12:30-1:30 ET for an overview of hot topics and issues to watch for in 2023 in fintech and financial services. [read post]
16 Mar 2021, 8:51 am
The post Edward Dougherty, Woodbury Financial Services Broker, Subject Of 4 Disclosures appeared first on Securities Arbitration Lawyers Blog. [read post]
2 Aug 2023, 9:37 am
The consultation covers: The current restrictions in place on cold calling for different financial services and products. [read post]
11 May 2022, 7:41 am
Updating the objectives of the financial services regulators to ensure a greater focus on growth and international competitiveness. [read post]
16 Aug 2009, 7:06 pm
Currently, the SAT hears appeals only against orders passed by the Securities and Exchange Board of India ('SEBI').India has not opted for a single integrated regulatory approach unlike the United Kingdom, which has the Financial Services Authority as the sole regulator. [read post]
24 Mar 2011, 8:56 am
After a hearing on GSE reform on March 31, the House Financial Services Committee will mark up a bill reforming Fannie Mae and Freddie Mac on April 5. [read post]
7 Jun 2023, 11:06 am
Certain articles of the CRD will also apply to financial services sold at a distance. [read post]
31 Jan 2017, 3:00 pm
PSA Insurance & Financial Services Vice President and Senior Risk Adviser Valerie Corekin, CPCU, ARM was appointed to the board of directors of the Cybersecurity Association of Maryland, Inc. [read post]
6 Dec 2010, 12:37 pm
The House Financial Services Committee will hold a hearing on “A Proposal to Increase the Offering Limit under SEC Regulation A” on Wednesday, December 8, 2010. [read post]
18 Apr 2011, 3:01 pm
., a financial services holding company for three broker-dealers and an investment adviser based in Richmond, Virginia, and its President and CEO, Nicholas D. [read post]
24 Sep 2009, 10:38 am
The House Financial Services Committee, chaired by Barney Frank, issued two particularly interesting press releases yesterday. [read post]
13 Jan 2021, 2:33 pm
In a development welcomed by industry members, the CFPB published today a “Statement Regarding the Provision of Financial Products and Services to Consumers with Limited English Proficiency. [read post]
24 Jun 2022, 5:00 am
The FSCA took the decision to debar a representative of a financial service provider (FSP), where clear evidence illustrated non-compliance with the Fit and Proper requirements under the Financial Advisory and Intermediary Services Act, 2002 and followed the required debarment process. [read post]
20 Sep 2023, 7:23 am
The SI extends, by twelve months, the transitional arrangements under Parts 2 and 3 of the Financial Services (Gibraltar) (Amendment) (EU Exit) Regulations 2019 (SI 2019/589) which enable specified categories of Gibraltar-based firms to provide financial services in the UK and facilitate the access by similar types of UK-based firms to Gibraltar’s financial services market. [read post]
22 Jul 2022, 7:54 am
On 22 July 2022, there was published The Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules and Miscellaneous Amendments) Regulations 2022. [read post]
28 Jul 2008, 8:45 am
Shore v Sedgwick Financial Services Ltd and another [2008] EWCA Civ 863; [2008] WLR (D) 255 “Where a client, on the advice of a financial adviser, shifted his pension investment from a relatively safe occupational final salary pension scheme to a new more risky personal pension income withdrawal scheme, which later suffered in value owing to falling annuity rates, the client's right to sue the adviser in negligence accrued on the date when the transfer was… [read post]
23 Mar 2020, 12:15 pm
Ballard Spahr’s Consumer Financial Services, Banking & Financial Institutions, and Mortgage Banking Groups are closely monitoring regulatory developments in connection with the coronavirus (COVID-19) crisis. [read post]
