Posts tagged with: "financial+services"
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14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
14 Dec 2022, 10:00 pm
Recently announced UK financial services reforms include proposals to make significant changes to the framework under which securitisations are regulated in the United Kingdom. [read post]
30 Jun 2022, 3:30 am
The post Introducing The Daily Record’s Power 30 Banking & Financial Services 2022 first appeared on Maryland Daily Record. [read post]
5 Aug 2024, 9:29 am
Call for evidence on FCA and PRA secondary objective The Committee has also reopened its call for evidence on the FCA and PRA’s secondary international competitiveness and growth objective (which was given to them under the Financial Services and Markets Act 2023). [read post]
25 Feb 2010, 11:44 am
Written Testimony before the House Financial Services Committee, Kenneth R. [read post]
14 Dec 2017, 8:30 am
The Canadian Competition Bureau has released its final version report TECHNOLOGY-LED INNOVATION IN THE CANADIAN FINANCIAL SERVICES SECTOR: A MARKET STUDY. [read post]
17 Jun 2024, 9:20 am
Department of the Treasury (“Treasury”) has released a Request for Information on the Uses, Opportunities, and Risks of Artificial Intelligence (“AI”) in the Financial Services Sector (“RFI”). [read post]
12 Nov 2024, 3:10 am
Background The Financial Services and Markets Act 2023 inserted a new Part 5A into the Financial Services and Markets Act 2000 (FSMA 2000), which allows HM Treasury to make regulations to ‘designate’ activities related to financial markets financial markets exchanges, instruments, products, or investments, and contains powers for the Financial Conduct Authority (FCA) to make rules and give directions relating to designated… [read post]
16 Mar 2021, 8:51 am
The post Edward Dougherty, Woodbury Financial Services Broker, Subject Of 4 Disclosures appeared first on Securities Arbitration Lawyers Blog. [read post]
28 Feb 2023, 2:39 pm
Join members of Kelley Drye’s Advertising, Privacy, and Financial Services teams on March 8, 2023 at 12:30-1:30 ET for an overview of hot topics and issues to watch for in 2023 in fintech and financial services. [read post]
2 Aug 2023, 9:37 am
The consultation covers: The current restrictions in place on cold calling for different financial services and products. [read post]
11 May 2022, 7:41 am
Updating the objectives of the financial services regulators to ensure a greater focus on growth and international competitiveness. [read post]
16 Aug 2009, 7:06 pm
Currently, the SAT hears appeals only against orders passed by the Securities and Exchange Board of India ('SEBI').India has not opted for a single integrated regulatory approach unlike the United Kingdom, which has the Financial Services Authority as the sole regulator. [read post]
24 Mar 2011, 8:56 am
After a hearing on GSE reform on March 31, the House Financial Services Committee will mark up a bill reforming Fannie Mae and Freddie Mac on April 5. [read post]
31 Jan 2017, 3:00 pm
PSA Insurance & Financial Services Vice President and Senior Risk Adviser Valerie Corekin, CPCU, ARM was appointed to the board of directors of the Cybersecurity Association of Maryland, Inc. [read post]
6 Dec 2010, 12:37 pm
The House Financial Services Committee will hold a hearing on “A Proposal to Increase the Offering Limit under SEC Regulation A” on Wednesday, December 8, 2010. [read post]
18 Apr 2011, 3:01 pm
., a financial services holding company for three broker-dealers and an investment adviser based in Richmond, Virginia, and its President and CEO, Nicholas D. [read post]
7 Jun 2023, 11:06 am
Certain articles of the CRD will also apply to financial services sold at a distance. [read post]
24 Sep 2009, 10:38 am
The House Financial Services Committee, chaired by Barney Frank, issued two particularly interesting press releases yesterday. [read post]
