Posts tagged with: "financial+services"
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11 Jul 2016, 9:03 am
Mishkin Tomorrow, July 11, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit will hold a hearing titled: “Examining the Opportunities and Challenges with Financial Technology (“FinTech”): The Development of Online Marketplace Lending. [read post]
30 Jan 2025, 3:57 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Meador (Meador), currently associated with UBS Financial Services Inc., has at least one disclosable event. [read post]
17 Nov 2022, 9:50 am
The post Dubai Financial Services Authority Issues New Regime to Regulate Crypto Tokens appeared first on Al-Mirsal. [read post]
14 Aug 2019, 5:32 am
In the financial services industry, investigations by the government or self-regulatory organizations are commonplace, and because they inevitably involve employee conduct (or misconduct), there is frequently an internal employment-related investigatory component. [read post]
18 Aug 2013, 6:39 am
The post then considers the additional requirements on remuneration that the UK is planning to impose in relation to the financial services industry. [read post]
18 Sep 2019, 1:09 pm
M&T Bank was chosen to be a financial services provider to University of Maryland, College Park in a deal announced Wednesday, partnering on a wide-range of initiatives to serve the campus through personal banking services, financial literacy programs and community involvement. [read post]
29 Jan 2025, 5:41 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Felsenfeld (Felsenfeld), currently associated with Ameriprise Financial Services, LLC, has at least 4 disclosable events. [read post]
29 Jan 2025, 5:43 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Young (Young), currently associated with Ameriprise Financial Services, llc, has at least 5 disclosable event. [read post]
3 Sep 2019, 6:36 am
This map provides a catalogue to help the financial services industry navigate these changing laws. [read post]
7 Nov 2023, 10:00 am
FSMA 2023 repeals retained EU law relating to financial services, which will be replaced with rules set by the financial services regulators, operating within a framework set by government and Parliament. [read post]
23 Apr 2010, 10:42 am
The AALS Section on Financial Institutions and Consumer Financial Services is posting a call for papers for the AALS Annual Meeting in San Francisco in January. [read post]
2 May 2019, 8:48 am
In this podcast, we review recent developments dealing with the provision of financial services to the cannabis industry, including state approaches to banking services, the status of hemp legalization, the interplay between federal and state cannabis law, FinCEN guidance on BSA expectations, the status of federal regulatory and enforcement activity, and the status and prospects of proposed federal legislation. [read post]
5 May 2016, 1:40 pm
Mishkin On April 20, 2016, Congressman Sean Duffy sent a letter to Director Cordray indicating that the House Financial Services Committee is investigating “the examination and possible regulation by the [CFPB] of pre-dispute arbitration agreements in contracts for consumer financial products and services. [read post]
23 Oct 2020, 11:17 am
Have you suffered losses in your UBS Financial Services account due to misconduct by your broker? [read post]
6 Sep 2018, 7:53 am
HIGHTOWER, UBS FINANCIAL SERVICES INC. and Legacy Asset Securities, INC. [read post]
28 Jun 2024, 7:24 am
[Koch and Kruger Brokers CC v The Financial Sector Conduct Authority, the Ombud for Financial Services Providers and the Financial Services Tribunal, High Court of South Africa Gauteng Division case no 48799/19 dated 30 May 2024] [read post]
12 May 2025, 6:30 am
Partner Jonathan Forman has been named a Top 25 Financial Services and Insurance Attorney of 2025 by Attorney Intel. [read post]
26 Apr 2008, 10:26 pm
I ran across a blog that did a series examining Primerica Financial Services, a multi-level marketing company that purports to sell financial products. [read post]
11 Mar 2024, 10:22 am
On 11 March 2024, the City of London Corporation published a paper that seeks to give a practical explanation of the Berne Financial Services Agreement which was published last December. [read post]
29 May 2012, 5:12 am
” Full press release Financial Services Authority, 29th May 2012 Source: www.fsa.gov.uk [read post]
