Posts tagged with: "financial+services" Results 421 - 440 of 82,736
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16 Jun 2017, 9:18 am by David Liebrader
Chelsea Financial Services was named as a broker dealer that employs a large percentage of registered reps with publicly disclosable incidents. [read post]
16 Jun 2017, 1:50 pm by David Liebrader
Infinity Financial Services was named as a broker dealer that employs a large percentage of registered reps with publicly disclosable incidents. [read post]
30 Oct 2007, 7:37 am
MiFID is a central element of the European Commission's Financial Services Action Plan, which is intended to create a single market for financial services across the EU.MiFID is a far-reaching piece of legislation that sets out a comprehensive regulatory regime covering investment services and financial markets in the European Union. [read post]
27 Jul 2009, 7:49 am
You knew that the proposal to establish a Consumer Financial Services Agency was backed by the Obama Administration. [read post]
The House of Representative's Committee on Financial Services held a hearing today on "Robo-Signing, Chain of Title, Loss Mitigation and Other Issues in Mortgage Servicing. [read post]
18 Nov 2019, 10:08 am by Alan S. Kaplinsky
The Subcommittee on Consumer Protection and Financial Institutions of the House Financial Services Committee has scheduled a hearing entitled “An Examination of Regulators’ Efforts to Preserve and Promote Minority Depository Institutions” on November 20, 2019. [read post]
Continue Reading › The post Japanese Customers Of Bankoh Investment Services File 7-Figure Claim Over Northstar Financial Services (Bermuda) Losses appeared first on Investor Lawyers Blog. [read post]
24 Nov 2022, 2:28 am by Simon Lovegrove (UK)
On 22 November 2022, HM Treasury published the Financial Services (Miscellaneous Amendments) Regulations 2022. [read post]
20 Nov 2012, 1:04 pm by structuredsettlements
The American College has created the only PhD of its kind, a doctorate in Financial Services and Retirenment Planning with a goal to advance public literacy in financial planning and retirement... [read post]
12 Apr 2021, 8:26 am by Iorio Altamirano
If you lost money in GPB funds with Woodbury Financial Services, Inc., you might have a claim. [read post]
1 Jul 2022, 7:26 am by Simon Lovegrove (UK)
The Order makes certain amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (the RAO). [read post]
12 Jul 2021, 10:42 am by Shepherd Smith Edwards & Kantas, LLP
Northstar (Bermuda) Investor is Seeking Up to $500K in Damages An investor in Nagoya, Japan has filed a Financial Industry Regulatory Authority (FINRA) arbitration case against Bancwest Investment Services after she suffered six-figure losses in Northstar Financial Services (Bermuda). [read post]
26 Feb 2019, 9:28 am by Barbara S. Mishkin
House Financial Services Committee Chairwoman Maxine Waters has announced a series of hearings for next month, including one entitled “Putting Consumers First? [read post]
25 Jul 2019, 1:23 pm by ccollins
The post Fidelity’s National Financial Services Orders GPB Private Placements Removed appeared first on Securities Fraud Attorney. [read post]
24 Nov 2020, 11:23 am by Alan S. Kaplinsky
Under the proposal, to provide fair access to financial services, a bank must: Make each financial service it offers available to all persons in the geographic market it serves on proportionally equal terms Not deny any person a financial service offered by the bank except to the extent justified by such person’s quantified and documented failure to meet quantitative, impartial risk-based standards established in advance by the bank Not… [read post]
Mishkin The House Financial Services Committee will hold a hearing tomorrow, March 3, entitled “The Semi-Annual Report of the Bureau of Consumer Financial Protection” at which Director Cordray is expected to testify. [read post]
19 May 2014, 2:42 pm by Epstein Becker Green
More recently, the financial services industry has been a target of glass ceiling allegations and a number of other discriminatory employer practices against legally protected groups. [read post]