Posts tagged with: "financial+services" Results 441 - 460 of 82,795
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19 May 2014, 2:42 pm by John Fullerton III
More recently, the financial services industry has been a target of glass ceiling allegations and a number of other discriminatory employer practices against legally protected groups. [read post]
5 Jan 2009, 6:40 am
[JURIST] The US House of Representatives Financial Services Committee [official website] on Monday began hearings [materials] in an investigation into how the Securities and Exchange Commission (SEC) [official website] failed for years to detect the fraud scheme allegedly perpetrated by Bernard Madoff [JURIST news archive]. [read post]
15 Apr 2013, 11:51 am by Barbara S. Mishkin
MishkinOn April 16, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit will hold a hearing on “Examining Community Bank Regulatory Burdens. [read post]
25 Oct 2023, 2:21 am by Simon Lovegrove (UK) and Anita Edwards
It introduces new provisions for financial services contracts concluded at a distance and seeks to simplify the legislative framework, and certain articles of the CRD will also apply to financial services sold at a distance. [read post]
11 Jan 2022, 7:03 am by Silver Law Group
The post Northstar Financial Services (Bermuda)—What Happened To All The Money? [read post]
30 Jul 2011, 6:30 am
Ever since its was revealed that federal investigators were taking a look into their mortgage foreclosure practices Lender Processing Services Inc., the company has maintained that the search would not result in numerous financial penalties by way of fines and lawsuits. [read post]
5 Feb 2018, 10:05 am by Andrew Stoltmann
The post How To Sue IBN Financial Services for Unsuitable Investments Sold by Broker Donald Lueke appeared first on . [read post]
22 Jun 2021, 10:21 am by Scott H. Kimpel
Congresswoman Maxine Waters (D-CA), Chairwoman of the House Committee on Financial Services, recently announced the organization of the Committee’s Digital Assets Working Group. [read post]
12 Jul 2023, 1:49 am by Simon Lovegrove (UK) and Anita Edwards
On 11 July 2023, HM Treasury published the Financial Services and Markets Act 2023 (Commencement No.1) Regulations 2023, a statutory instrument (SI) setting out the first commencement regulations made under the Financial Services and Markets Act 2023. [read post]
On 5 December 2023, HM Treasury (HMT) published an illustrative draft of the Financial Services and Markets Act 2000 (The Ombudsman Scheme) Regulations 2024, along with a Policy Note. [read post]
4 May 2010, 2:30 am by sally
Financial Services Authority and Others v Amro International SA Court of Appeal “The Financial Services Authority was entitled to order production of documents from accountants at the request of the US Securities and Exchange Commission without subjecting the request to critical examination. [read post]
9 Jan 2018, 7:13 am by Silver Law Group
Continue reading The post New York-based UBS Financial Services Broker Michael Keane Under Investigation For Unsuitable Investment Recommendations appeared first on Securities Arbitration Lawyers Blog. [read post]
13 May 2021, 1:58 pm by Silver Law Group
Northstar Financial Services (Bermuda) History Northstar Financial Services (Bermuda) was established in 1998 as Nationwide Financial Services (Bermuda). [read post]
15 May 2023, 4:13 pm by Adam Levitin
This fall the Supreme Court will be hear a case captioned Community Financial Services of America v. [read post]