Posts tagged with: "financial+services"
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20 Nov 2012, 1:04 pm
The American College has created the only PhD of its kind, a doctorate in Financial Services and Retirenment Planning with a goal to advance public literacy in financial planning and retirement... [read post]
1 Jul 2022, 7:26 am
The Order makes certain amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (the RAO). [read post]
30 Jan 2019, 3:51 am
<I>Financial Services Advisor</I> ft. [read post]
12 Apr 2021, 8:26 am
If you lost money in GPB funds with Woodbury Financial Services, Inc., you might have a claim. [read post]
24 Nov 2022, 2:28 am
On 22 November 2022, HM Treasury published the Financial Services (Miscellaneous Amendments) Regulations 2022. [read post]
12 Jul 2021, 10:42 am
Northstar (Bermuda) Investor is Seeking Up to $500K in Damages An investor in Nagoya, Japan has filed a Financial Industry Regulatory Authority (FINRA) arbitration case against Bancwest Investment Services after she suffered six-figure losses in Northstar Financial Services (Bermuda). [read post]
12 Dec 2024, 6:21 am
These nontaxable authorization services did not involve the service provider, CheckFree Services Corp., processing or accessing any information from the consumer’s financial institution. [read post]
27 Jul 2018, 7:26 am
Samuel Haddix was registered with Ameriprise Financial Services, Inc. [read post]
16 May 2023, 10:42 pm
April was another fast moving month in the financial services sector. [read post]
26 Feb 2019, 9:28 am
House Financial Services Committee Chairwoman Maxine Waters has announced a series of hearings for next month, including one entitled “Putting Consumers First? [read post]
25 Jul 2019, 1:23 pm
The post Fidelity’s National Financial Services Orders GPB Private Placements Removed appeared first on Securities Fraud Attorney. [read post]
2 Mar 2015, 7:30 am
Mishkin The House Financial Services Committee will hold a hearing tomorrow, March 3, entitled “The Semi-Annual Report of the Bureau of Consumer Financial Protection” at which Director Cordray is expected to testify. [read post]
14 Apr 2025, 12:03 pm
Republicans on the House Financial Services Financial Institutions Subcommittee have sent Acting CFPB Director Russell Vought a letter calling for the CFPB to withdraw a wide variety of final and proposed rules. [read post]
24 Nov 2020, 11:23 am
Under the proposal, to provide fair access to financial services, a bank must: Make each financial service it offers available to all persons in the geographic market it serves on proportionally equal terms Not deny any person a financial service offered by the bank except to the extent justified by such person’s quantified and documented failure to meet quantitative, impartial risk-based standards established in advance by the bank Not… [read post]
14 Jan 2025, 8:19 am
The Regulations enable the Financial Conduct Authority (FCA) to supervise and enforce rules that it makes under the designated activities regime, which was introduced by the Financial Services and Markets Act 2023. [read post]
11 Dec 2024, 2:39 am
The Regulations amend the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 to rectify a drafting deficiency and widen the information sharing ‘gateways’ through which the Financial Conduct Authority (FCA) may disclose confidential information. [read post]
15 Apr 2013, 11:51 am
MishkinOn April 16, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit will hold a hearing on “Examining Community Bank Regulatory Burdens. [read post]
7 Apr 2025, 6:12 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Childs (Childs), previously associated with Portsmouth Financial Services, has at least one disclosable event. [read post]
19 May 2014, 2:42 pm
More recently, the financial services industry has been a target of glass ceiling allegations and a number of other discriminatory employer practices against legally protected groups. [read post]
19 May 2014, 2:42 pm
More recently, the financial services industry has been a target of glass ceiling allegations and a number of other discriminatory employer practices against legally protected groups. [read post]
