Posts tagged with: "financial+services"
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30 Oct 2007, 7:37 am
MiFID is a central element of the European Commission's Financial Services Action Plan, which is intended to create a single market for financial services across the EU.MiFID is a far-reaching piece of legislation that sets out a comprehensive regulatory regime covering investment services and financial markets in the European Union. [read post]
27 Jul 2009, 7:49 am
You knew that the proposal to establish a Consumer Financial Services Agency was backed by the Obama Administration. [read post]
20 Nov 2012, 1:04 pm
The American College has created the only PhD of its kind, a doctorate in Financial Services and Retirenment Planning with a goal to advance public literacy in financial planning and retirement... [read post]
18 Nov 2019, 10:08 am
The Subcommittee on Consumer Protection and Financial Institutions of the House Financial Services Committee has scheduled a hearing entitled “An Examination of Regulators’ Efforts to Preserve and Promote Minority Depository Institutions” on November 20, 2019. [read post]
1 Jul 2022, 7:26 am
The Order makes certain amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (the RAO). [read post]
12 Jul 2021, 10:42 am
Northstar (Bermuda) Investor is Seeking Up to $500K in Damages An investor in Nagoya, Japan has filed a Financial Industry Regulatory Authority (FINRA) arbitration case against Bancwest Investment Services after she suffered six-figure losses in Northstar Financial Services (Bermuda). [read post]
30 Jan 2019, 3:51 am
<I>Financial Services Advisor</I> ft. [read post]
12 Apr 2021, 8:26 am
If you lost money in GPB funds with Woodbury Financial Services, Inc., you might have a claim. [read post]
12 Dec 2024, 6:21 am
These nontaxable authorization services did not involve the service provider, CheckFree Services Corp., processing or accessing any information from the consumer’s financial institution. [read post]
24 Nov 2022, 2:28 am
On 22 November 2022, HM Treasury published the Financial Services (Miscellaneous Amendments) Regulations 2022. [read post]
27 Jul 2018, 7:26 am
Samuel Haddix was registered with Ameriprise Financial Services, Inc. [read post]
25 Jul 2019, 1:23 pm
The post Fidelity’s National Financial Services Orders GPB Private Placements Removed appeared first on Securities Fraud Attorney. [read post]
26 Feb 2019, 9:28 am
House Financial Services Committee Chairwoman Maxine Waters has announced a series of hearings for next month, including one entitled “Putting Consumers First? [read post]
16 May 2023, 10:42 pm
April was another fast moving month in the financial services sector. [read post]
14 Jan 2025, 8:19 am
The Regulations enable the Financial Conduct Authority (FCA) to supervise and enforce rules that it makes under the designated activities regime, which was introduced by the Financial Services and Markets Act 2023. [read post]
11 Dec 2024, 2:39 am
The Regulations amend the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 to rectify a drafting deficiency and widen the information sharing ‘gateways’ through which the Financial Conduct Authority (FCA) may disclose confidential information. [read post]
27 May 2025, 10:00 pm
State attorneys general (AGs) are increasingly shaping the enforcement landscape for consumer financial services in response to shifting federal priorities and a less active Consumer Financial Protection Bureau (CFPB). [read post]
27 May 2025, 10:00 pm
State attorneys general (AGs) are increasingly shaping the enforcement landscape for consumer financial services in response to shifting federal priorities and a less active Consumer Financial Protection Bureau (CFPB). [read post]
27 May 2025, 10:00 pm
State attorneys general (AGs) are increasingly shaping the enforcement landscape for consumer financial services in response to shifting federal priorities and a less active Consumer Financial Protection Bureau (CFPB). [read post]
27 May 2025, 10:00 pm
State attorneys general (AGs) are increasingly shaping the enforcement landscape for consumer financial services in response to shifting federal priorities and a less active Consumer Financial Protection Bureau (CFPB). [read post]
