Posts tagged with: "financial+services" Results 461 - 480 of 82,800
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7 Oct 2016, 1:21 pm by Joseph W. Swanson
Co-Authors: Josephine Cicchetti, Steven Blickensderfer Last week, New York’s Department of Financial Services released its long-awaited proposed cybersecurity regulation, which promises to deliver sweeping protections to consumers and financial institutions alike. [read post]
18 Apr 2012, 4:00 am by Barbara S. Mishkin
The American Bar Association (ABA) and the Committee on Consumer Financial Services of the ABA’s Section of Business Law have submitted comment letters on two CFPB proposals. [read post]
On 18 December 2023, the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 (SI 2023/1398) were published, along with an explanatory memorandum. [read post]
12 Aug 2008, 8:30 am
Shore v Sedgwick Financial Services Ltd and Another Court of Appeal “If a client, on the advice of a financial expert, transferred his pension investment from one old safe pension scheme to a new risky pension scheme, in which the value of his investment went down, the client's right to sue the adviser in negligence accrued when the transfer was made; it was not contingent upon the occurrence of loss. [read post]
27 Jan 2014, 8:04 am by Barbara S. Mishkin
MishkinTomorrow, the House Financial Services Committee will conduct a hearing entitled “The Semi-Annual Report of the Consumer Financial Protection Bureau. [read post]
16 Mar 2011, 3:20 pm by Brian Wolfman
The House Financial Services Committee held a hearing today on the new Consumer Financial Protection Bureau, which is under fire from House Republicans even before it has taken an official act. [read post]
29 Nov 2023, 3:32 am by Simon Lovegrove (UK) and Anita Edwards
On 28 November 2023, there was published on The Financial Services and Markets Act 2023 (Panel Remuneration and Reports) Regulations 2023. [read post]
14 Jun 2023, 3:05 am by Stoltmann Law
Dallas-Based Boutique Wealth Management Firm Selected for DEI, Service Categories and Digital Marketing Campaign of the Year DALLAS , June 14, 2023 /PRNewswire/ -- Prospera Financial Services, Inc. [read post]
10 Sep 2019, 12:21 pm by Alan S. Kaplinsky
The House Financial Services Task Force on Artificial Intelligence will hold a hearing entitled, “The Future of Identity in Financial Services: Threats, Challenges, and Opportunities,” at 9:30 a.m. on Thursday, September 12, 2019, in room 2128 of the Rayburn House Office Building. [read post]
2 Jul 2018, 7:02 am by Hannah Roberts, staff
Head of Bakers' Belgian and EMEA financial services and insurance practice Pierre Berger takes team to DLA [read post]
4 Jun 2019, 12:34 pm by willcanderson
Justin Herring, '04, to Lead New Cybersecurity Division for New York Department of Financial Services PropertyCasualty360 [read post]
18 Apr 2019, 7:38 am by Alan S. Kaplinsky
  The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
17 Dec 2011, 12:35 pm by familoo
It’s important that our adoption services are efficient and effective, making good and durable placements and doing it quickly. [read post]
22 Apr 2014, 8:51 am by Brandon Brouillette
The law offices of Khorrami Boucher Sumner Sanguinetti, LLP are conducting an ongoing investigation into the business practices of First Financial Services, Inc. on suspicion that it violated various federal regulations. [read post]
30 Nov 2022, 4:34 am by Simon Lovegrove (UK)
The speech was given at City and Financial Global’s 8th annual culture and conduct forum for the financial services industry. [read post]
27 Apr 2010, 2:45 am by sally
Winterflood Securities Ltd and others v Financial Services Authority [2010] EWCA Civ 423; [2010] WLR (D) 101 “The definition of market abuse in s 118 of the Financial Services and Markets Act 2000 did not require the person engaging in the behaviour in question to have intended to abuse the market and accordingly it was not essential for such an intention or purposes to be present for behaviour to fall below the objective standards expected. [read post]
22 Mar 2024, 9:37 am by Anita Edwards and Simon Lovegrove (UK)
As of February 2024, 44% of assimilated law relating to financial services has been removed, totalling 344 different instruments. [read post]
5 Aug 2021, 1:36 pm by Nikki A. Hatza
House Financial Services Committee’s 2019 analysis of bank diversity data. [read post]
26 Jan 2017, 7:34 am by Barbara S. Mishkin
  On Wednesday, February 8, 2017, from 12:00 pm to 1:00 pm ET, we will hold a special webinar, “Consumer Financial Services Under the Trump Administration,” to discuss many of the questions that are now being asked about the future of the CFPB and consumer financial services regulation. [read post]