Posts tagged with: "financial+services"
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10 Jan 2024, 9:04 am
On 18 December 2023, the Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 (SI 2023/1398) were published, along with an explanatory memorandum. [read post]
29 Nov 2023, 3:32 am
On 28 November 2023, there was published on legislation.gov.uk The Financial Services and Markets Act 2023 (Panel Remuneration and Reports) Regulations 2023. [read post]
16 Mar 2011, 3:20 pm
The House Financial Services Committee held a hearing today on the new Consumer Financial Protection Bureau, which is under fire from House Republicans even before it has taken an official act. [read post]
27 Jan 2014, 8:04 am
MishkinTomorrow, the House Financial Services Committee will conduct a hearing entitled “The Semi-Annual Report of the Consumer Financial Protection Bureau. [read post]
12 Aug 2008, 8:30 am
Shore v Sedgwick Financial Services Ltd and Another Court of Appeal “If a client, on the advice of a financial expert, transferred his pension investment from one old safe pension scheme to a new risky pension scheme, in which the value of his investment went down, the client's right to sue the adviser in negligence accrued when the transfer was made; it was not contingent upon the occurrence of loss. [read post]
14 Jun 2023, 3:05 am
Dallas-Based Boutique Wealth Management Firm Selected for DEI, Service Categories and Digital Marketing Campaign of the Year DALLAS , June 14, 2023 /PRNewswire/ -- Prospera Financial Services, Inc. [read post]
10 Sep 2019, 12:21 pm
The House Financial Services Task Force on Artificial Intelligence will hold a hearing entitled, “The Future of Identity in Financial Services: Threats, Challenges, and Opportunities,” at 9:30 a.m. on Thursday, September 12, 2019, in room 2128 of the Rayburn House Office Building. [read post]
4 Jun 2019, 12:34 pm
Justin Herring, '04, to Lead New Cybersecurity Division for New York Department of Financial Services PropertyCasualty360 [read post]
18 Apr 2019, 7:38 am
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
17 Dec 2011, 12:35 pm
It’s important that our adoption services are efficient and effective, making good and durable placements and doing it quickly. [read post]
22 Apr 2014, 8:51 am
The law offices of Khorrami Boucher Sumner Sanguinetti, LLP are conducting an ongoing investigation into the business practices of First Financial Services, Inc. on suspicion that it violated various federal regulations. [read post]
30 Nov 2022, 4:34 am
The speech was given at City and Financial Global’s 8th annual culture and conduct forum for the financial services industry. [read post]
22 Mar 2024, 9:37 am
As of February 2024, 44% of assimilated law relating to financial services has been removed, totalling 344 different instruments. [read post]
27 Apr 2010, 2:45 am
Winterflood Securities Ltd and others v Financial Services Authority [2010] EWCA Civ 423; [2010] WLR (D) 101 “The definition of market abuse in s 118 of the Financial Services and Markets Act 2000 did not require the person engaging in the behaviour in question to have intended to abuse the market and accordingly it was not essential for such an intention or purposes to be present for behaviour to fall below the objective standards expected. [read post]
5 Aug 2021, 1:36 pm
House Financial Services Committee’s 2019 analysis of bank diversity data. [read post]
26 Jan 2017, 7:34 am
On Wednesday, February 8, 2017, from 12:00 pm to 1:00 pm ET, we will hold a special webinar, “Consumer Financial Services Under the Trump Administration,” to discuss many of the questions that are now being asked about the future of the CFPB and consumer financial services regulation. [read post]
28 Jan 2022, 12:55 pm
These investors suffered losses in Northstar Financial Services (Bermuda) products. [read post]
30 Jul 2024, 8:00 am
Financial Services Litigation in International Jurisdictions Access this guide with links to international questions and answers covering essential aspects of financial services litigation. [read post]
13 Jun 2011, 4:12 am
Call for Papers Financial Institutions and Consumer Financial Services Section AALS Annual Meeting – January 2012 Rubber Hits Road: Implementing Dodd-Frank amid Reform Fatigue This program will take place one and a half years after the Dodd-Frank Act was signed into law. [read post]
5 Mar 2010, 4:28 pm
Financial services are generally exempt from GST. [read post]
